Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
56 hedge funds and large institutions have $50.7M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2020 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 17 reducing their positions, and 6 closing their positions.
18% more repeat investments, than reductions
Existing positions increased: 20 | Existing positions reduced: 17
17% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 6
13% more capital invested
Capital invested by funds: $45.1M → $50.7M (+$5.66M)
0% more funds holding
Funds holding: 56 → 56 (0)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0.32% less ownership
Funds ownership: 19.69% → 19.38% (-0.32%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$720K |
| 2 |
LPL Financial
San Diego,
California
|
+$646K |
| 3 |
Wells Fargo
San Francisco,
California
|
+$504K |
| 4 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$495K |
| 5 |
LCM
Landscape Capital Management
Englewood,
New Jersey
|
+$221K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
-$2.36M |
| 2 |
Morgan Stanley
New York
|
-$328K |
| 3 |
HWM
Howard Wealth Management
Madison,
Connecticut
|
-$288K |
| 4 |
OFG
OTA Financial Group
Purchase,
New York
|
-$283K |
| 5 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
-$231K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
GWM
51
Geneos Wealth Management
Englewood,
Colorado
| $14K | – | – | – |
|
|
LWA
52
Lenox Wealth Advisors
New York
| $14K | +$11.7K | +824 | +1,308% |
|
|
ASN
53
Advisory Services Network
Atlanta,
Georgia
| $10K | – | – | – |
|
|
FCB
54
First Command Bank
Fort Worth,
Texas
| $8K | – | – | – |
|
|
FCFS
55
First Command Financial Services
Fort Worth,
Texas
| $8K | – | – | – |
|
|
AWA
56
Arkadios Wealth Advisors
Atlanta,
Georgia
| $3K | +$2.87K | +203 | New |
|
|
WAM
57
Wolverine Asset Management
Chicago,
Illinois
| – | -$2.36M | -177,294 | Closed |
|
|
OFG
58
OTA Financial Group
Purchase,
New York
| – | -$283K | -21,291 | Closed |
|
|
WAM
59
Weiss Asset Management
Boston,
Massachusetts
| – | -$152K | -11,432 | Closed |
|
|
YCM
60
Yakira Capital Management
Westport,
Connecticut
| – | -$135K | -10,148 | Closed |
|
|
FFA
61
Founders Financial Alliance
Raleigh,
North Carolina
| – | -$26K | -1,959 | Closed |
|
62
Barclays
London,
United Kingdom
| – | -$2K | -142 | Closed |
|
SPXX Hedge Fund Activity: Q4 2020 in Review
56 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q4 2020, worth a combined $50.7M — up 13% from $45.1M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new SPXX positions and 6 closed out — a net gain of 1 holder — while 20 added to existing stakes and 17 trimmed.
The largest buyer was Shaker Financial Services, adding an estimated $720K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $2.36M sold.
- 56 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q4 2020, unchanged from Q3 2020.
- Funds reported $50.7M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q4 2020, up 13% quarter-over-quarter.
- 7 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q4 2020 and 6 closed out, a net change of +1 holder.
- The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q4 2020 was Shaker Financial Services, an estimated $720K added.
- The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q4 2020 was Wolverine Asset Management, an estimated $2.36M sold.
Based on aggregated 13F filings for Q4 2020.