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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

35 hedge funds and large institutions have $46.3M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2017 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 10

3% more capital invested

Capital invested by funds: $44.9M → $46.3M (+$1.37M)

1.23% less ownership

Funds ownership: 17.77% → 16.55% (-1.2%)

5% less funds holding

Funds holding: 37 → 35 (-2)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
35
Holders Change
-2
Holders Change %
-5.41%
% of All Funds
0.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
13
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
+$405K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$185K
3
Wells Fargo
Wells Fargo
California
+$154K
4
SWP
Stratos Wealth Partners
Ohio
+$133K
5
LPL Financial
LPL Financial
California
+$108K

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$1.6M
2
SFS
Shaker Financial Services
Virginia
-$874K
3
Invesco
Invesco
Georgia
-$571K
4
PAG
Private Advisor Group
New Jersey
-$423K
5
Ameriprise
Ameriprise
Minnesota
-$401K
Name Holding Trade Value Shares
Change 		Change in
Stake
NSIM
26
North Star Investment Management
Illinois
$52K – – –
US Bancorp
27
US Bancorp
Minnesota
$52K – – –
AG
28
Advisor Group
Arizona
$46K +$9.89K +605 +29%
SNT
29
Security National Trust
West Virginia
$29K – – –
GWM
30
Geneos Wealth Management
Colorado
$21K – – –
SWM
31
SeaCrest Wealth Management
New York
$21K +$19.6K +1,200 New
SPIA
32
Steward Partners Investment Advisory
New York
$18K – – –
IA
33
IFP Advisors
Florida
$9K – – –
JCM
34
Jacobi Capital Management
Pennsylvania
$6K +$82 +5 +1%
BBPWM
35
Blue Bell Private Wealth Management
Pennsylvania
$2K -$1.64K -100 -43%
SFS
36
Shaker Financial Services
Virginia
– -$874K -55,880 Closed
PAG
37
Private Advisor Group
New Jersey
– -$423K -26,965 Closed
GC
38
Guggenheim Capital
Illinois
– -$166K -10,606 Closed
SEI Investments
39
SEI Investments
Pennsylvania
– -$17K -1,110 Closed
TJHA
40
Thomas J. Herzfeld Advisors
Florida
– -$6K -384 Closed
1
2

SPXX Hedge Fund Activity: Q4 2017 in Review

35 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q4 2017, worth a combined $46.3M — up 3% from $44.9M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of SPXX and 3 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 13 added.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $405K. The largest seller was UBS Group, cutting an estimated $1.6M.

  • 35 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q4 2017, down from 37 in Q3 2017.
  • Funds reported $46.3M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q4 2017, up 3% quarter-over-quarter.
  • 3 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q4 2017 and 5 closed out, a net change of -2 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q4 2017 was Raymond James Financial Services Advisors, an estimated $405K added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q4 2017 was UBS Group, an estimated $1.6M sold.

Based on aggregated 13F filings for Q4 2017.