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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

39 hedge funds and large institutions have $118M invested in SPDR Portfolio S&P 600 Small Cap ETF in 2017 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 7 closing their positions.

Holders
39
Holders Change
+2
Holders Change %
+5.41%
% of All Funds
0.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
14
Reduced
9
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AssetMark Inc
1
AssetMark Inc
California
$42.9M
2
State Street
2
State Street
Massachusetts
$21.4M
3
SMM
3
Stadion Money Management
Georgia
$6.33M
4
GFPC
4
Global Financial Private Capital
Florida
$13.5M
5
AWM
5
AE Wealth Management
Kansas
$5.96M

Top Sellers

1
SS
1
Simplicity Solutions
Minnesota
$0
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$2.04M
3
SG Americas Securities
3
SG Americas Securities
New York
$0
4
LPL Financial
4
LPL Financial
California
$2.2M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.77M
Name Market Value Shares Shares
Change 		Shares
Change %
PAG
26
Private Advisor Group
New Jersey
$280K 3,168 -74 -2%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$268K 3,061 +29 +1%
NPF
28
Norris Perne & French
Michigan
$258K 2,950 – –
HighTower Advisors
29
HighTower Advisors
Illinois
$256K 2,927 +2,927 New
AG
30
Advisor Group
Arizona
$157K 1,791 +830 +86%
JWA
31
JFS Wealth Advisors
Pennsylvania
$47K 541 +541 New
Wells Fargo
32
Wells Fargo
California
$38K 429 – –
RE
33
RBC Europe
United Kingdom
$32.8K 375 +375 New
Northwestern Mutual Wealth Management
34
Northwestern Mutual Wealth Management
Wisconsin
$12K 138 +138 New
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$4K 42 +42 New
NFG
36
Next Financial Group
Texas
$4K 50 +50 New
SPIA
37
Steward Partners Investment Advisory
New York
$3K 40 – –
CAPTRUST Financial Advisors
38
CAPTRUST Financial Advisors
North Carolina
$3K 115 +115 New
SS
39
Simplicity Solutions
Minnesota
– – -47,007 Closed
SG Americas Securities
40
SG Americas Securities
New York
– – -16,171 Closed
VCM
41
Vivaldi Capital Management
Illinois
– – -6,509 Closed
CA
42
Continuum Advisory
Idaho
– – -3,535 Closed
BDF
43
Balasa Dinverno & Foltz
– – -2,592 Closed
Creative Planning
44
Creative Planning
Kansas
– – -2,167 Closed
ACM
45
Aviance Capital Management
Florida
– – -140 Closed
Parallax Volatility Advisers
46
Parallax Volatility Advisers
California
$0 1 – –
1
2