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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

39 hedge funds and large institutions have $118M invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2017 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

103.56% more ownership

Funds ownership: 138.36% → 241.92% (+104%)

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

15% more capital invested

Capital invested by funds: $103M → $118M (+$15M)

5% more funds holding

Funds holding: 37 → 39 (+2)

Holders
39
Holders Change
+2
Holders Change %
+5.41%
% of All Funds
0.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
14
Reduced
9
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AssetMark Inc
AssetMark Inc
California
+$81.2M
2
State Street
State Street
Massachusetts
+$7.99M
3
SMM
Stadion Money Management
Georgia
+$6.02M
4
GFPC
Global Financial Private Capital
Florida
+$1.64M
5
AWM
AE Wealth Management
Kansas
+$1.55M

Top Sellers

1
SS
Simplicity Solutions
Minnesota
-$3.92M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.43M
3
SG Americas Securities
SG Americas Securities
New York
-$1.35M
4
LPL Financial
LPL Financial
California
-$424K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$411K
Name Holding Trade Value Shares
Change 		Change in
Stake
PAG
26
Private Advisor Group
New Jersey
$280K -$6.16K -222 -2%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$268K +$2.41K +87 +1%
NPF
28
Norris Perne & French
Michigan
$258K – – –
HighTower Advisors
29
HighTower Advisors
Illinois
$256K +$244K +8,781 New
AG
30
Advisor Group
Arizona
$157K +$69.1K +2,490 +86%
JWA
31
JFS Wealth Advisors
Pennsylvania
$47K +$45K +1,623 New
Wells Fargo
32
Wells Fargo
California
$38K – – –
RE
33
RBC Europe
United Kingdom
$32.8K +$31.2K +1,125 New
Northwestern Mutual Wealth Management
34
Northwestern Mutual Wealth Management
Wisconsin
$12K +$11.5K +414 New
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$4K +$3.5K +126 New
NFG
36
Next Financial Group
Texas
$4K +$4.16K +150 New
SPIA
37
Steward Partners Investment Advisory
New York
$3K – – –
CAPTRUST Financial Advisors
38
CAPTRUST Financial Advisors
North Carolina
$3K +$9.57K +345 New
SS
39
Simplicity Solutions
Minnesota
– -$3.92M -141,021 Closed
SG Americas Securities
40
SG Americas Securities
New York
– -$1.35M -48,513 Closed
VCM
41
Vivaldi Capital Management
Illinois
– -$542 -19,527 Closed
CA
42
Continuum Advisory
Idaho
– -$294K -10,605 Closed
BDF
43
Balasa Dinverno & Foltz
– -$216K -7,776 Closed
Creative Planning
44
Creative Planning
Kansas
– -$180K -6,501 Closed
ACM
45
Aviance Capital Management
Florida
– -$12K -420 Closed
1
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SPSM Hedge Fund Activity: Q3 2017 in Review

39 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q3 2017, worth a combined $118M — up 15% from $103M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SPSM positions and 7 closed out — a net gain of 2 holders — while 14 added to existing stakes and 9 trimmed.

The largest buyer was AssetMark Inc, adding an estimated $81.2M. The largest seller was Simplicity Solutions, exiting entirely with an estimated $3.92M sold.

  • 39 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q3 2017, up from 37 in Q2 2017.
  • Funds reported $118M of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q3 2017, up 15% quarter-over-quarter.
  • 9 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q3 2017 and 7 closed out, a net change of +2 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q3 2017 was AssetMark Inc, an estimated $81.2M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q3 2017 was Simplicity Solutions, an estimated $3.92M sold.

Based on aggregated 13F filings for Q3 2017.