Norris Perne & French’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

Norris Perne & French’s Portfolio SPSM Stock Details SPSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-8,850	Closed	-$265K	–	148
2018 Q1	$265K	Hold	8,850	–	–	0.04%	128
2017 Q4	$267K	Hold	8,850	–	–	0.04%	132
2017 Q3	$258K	Hold	8,850	–	–	0.04%	136
2017 Q2	$246K	Hold	8,850	–	–	0.04%	136
2017 Q1	$241K	Hold	8,850	–	–	0.05%	136
2016 Q4	$235K	Hold	8,850	–	–	0.05%	135
2016 Q3	$218K	Buy	+8,850	New	+$212K	0.05%	135

Other funds holding SPSM

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

GFPC

Global Financial Private Capital Sarasota, Florida $1.59B AUM 3.21% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Allworth Financial Folsom, California $23.6B AUM 20.99% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7B AUM 14.85% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $1.16B AUM 20.57% 1-Year Est. Return

AAS

Annex Advisory Services Brookfield, Wisconsin $5.86B AUM 21.83% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $21.5B AUM 26.98% 1-Year Est. Return

Norris Perne & French's SPSM Position: Q2 2018 in Review

Norris Perne & French sold out of State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) in Q2 2018, closing a stake of 8,850 shares — an estimated $265K sold.

Norris Perne & French first reported a position in SPSM in Q3 2016 and held it in 7 quarters. The position peaked at $267K in Q4 2017. 155 funds tracked by Wall St. Rank hold SPSM as of Q2 2018.

Norris Perne & French reported no remaining State Street SPDR Portfolio S&P 600 Small Cap ETF position as of Q2 2018 after selling out during the quarter.
Norris Perne & French sold 8,850 State Street SPDR Portfolio S&P 600 Small Cap ETF shares in Q2 2018, an estimated $265K.
Norris Perne & French first reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF in Q3 2016 and held it in 7 quarters.
Norris Perne & French's State Street SPDR Portfolio S&P 600 Small Cap ETF position peaked at $267K in Q4 2017.
155 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 600 Small Cap ETF as of Q2 2018.

Based on Norris Perne & French's 13F filing for Q2 2018, filed 24 Jul 2018.