Balasa Dinverno & Foltz’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

Balasa Dinverno & Foltz’s Portfolio SPSM Stock Details SPSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-14,256	Closed	-$465K	–	286
2019 Q4	$465K	Hold	14,256	–	–	0.05%	167
2019 Q3	$428K	Sell	14,256 -7,949	-36%	-$240K	0.05%	162
2019 Q2	$680K	Buy	22,205 +9,180	+70%	+$279K	0.08%	114
2019 Q1	$394K	Hold	13,025	–	–	0.05%	157
2018 Q4	$343K	Buy	+13,025	New	+$384K	0.04%	165
2017 Q3	–	Sell	-7,776	Closed	-$216K	–	215
2017 Q2	$216K	Hold	7,776	–	–	0.04%	193
2017 Q1	$211K	Hold	7,776	–	–	0.04%	192
2016 Q4	$206K	Buy	+7,776	New	+$196K	0.04%	183

Other funds holding SPSM

Charles Schwab San Francisco, California $751B AUM 38.74% 1-Year Est. Return

Valmark Advisers Akron, Ohio $9.42B AUM 17.63% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $1.16B AUM 20.57% 1-Year Est. Return

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Allworth Financial Folsom, California $23.6B AUM 20.99% 1-Year Est. Return

AAS

Annex Advisory Services Brookfield, Wisconsin $5.86B AUM 21.83% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7B AUM 14.85% 1-Year Est. Return

WAP

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $21.5B AUM 26.98% 1-Year Est. Return

Simplicity Solutions Minneapolis, Minnesota $3.66B AUM 23.51% 1-Year Est. Return

Balasa Dinverno & Foltz's SPSM Position: Q1 2020 in Review

Balasa Dinverno & Foltz sold out of State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) in Q1 2020, closing a stake of 14,256 shares — an estimated $465K sold.

Balasa Dinverno & Foltz first reported a position in SPSM in Q4 2016 and held it in 8 quarters. The position peaked at $680K in Q2 2019. 237 funds tracked by Wall St. Rank hold SPSM as of Q1 2020.

Balasa Dinverno & Foltz reported no remaining State Street SPDR Portfolio S&P 600 Small Cap ETF position as of Q1 2020 after selling out during the quarter.
Balasa Dinverno & Foltz sold 14,256 State Street SPDR Portfolio S&P 600 Small Cap ETF shares in Q1 2020, an estimated $465K.
Balasa Dinverno & Foltz first reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2016 and held it in 8 quarters.
Balasa Dinverno & Foltz's State Street SPDR Portfolio S&P 600 Small Cap ETF position peaked at $680K in Q2 2019.
237 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 600 Small Cap ETF as of Q1 2020.

Based on Balasa Dinverno & Foltz's 13F filing for Q1 2020, filed 30 Apr 2020.