State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
37 hedge funds and large institutions have $103M invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2017 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 3 closing their positions.
133% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 3
12% more funds holding
Funds holding: 33 → 37 (+4)
2% more capital invested
Capital invested by funds: $101M → $103M (+$2.09M)
0% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 12
13.6% less ownership
Funds ownership: 151.95% → 138.36% (-14%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AssetMark Inc
Concord,
California
|
+$9.22M |
| 2 |
AWM
AE Wealth Management
Topeka,
Kansas
|
+$4.05M |
| 3 |
SS
Simplicity Solutions
Minneapolis,
Minnesota
|
+$3.84M |
| 4 |
GFPC
Global Financial Private Capital
Sarasota,
Florida
|
+$3.56M |
| 5 |
Jane Street
New York
|
+$1.15M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
State Street
Boston,
Massachusetts
|
-$10.5M |
| 2 |
Goldman Sachs
New York
|
-$4.23M |
| 3 |
LPL Financial
San Diego,
California
|
-$3.3M |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$2.33M |
| 5 |
Citadel Advisors
Miami,
Florida
|
-$1.78M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
FAAS
26
First Allied Advisory Services
San Diego,
California
| $286K | +$281K | +10,290 | New |
|
|
PAG
27
Private Advisor Group
Morristown,
New Jersey
| $269K | +$265K | +9,726 | New |
|
28
Janney Montgomery Scott
Philadelphia,
Pennsylvania
| $253K | -$11.6K | -426 | -4% |
|
|
NPF
29
Norris Perne & French
Grand Rapids,
Michigan
| $246K | – | – | – |
|
|
BDF
30
Balasa Dinverno & Foltz
| $216K | – | – | – |
|
31
Creative Planning
Overland Park,
Kansas
| $180K | +$131K | +4,794 | +281% |
|
|
AG
32
Advisor Group
Phoenix,
Arizona
| $80K | +$11.1K | +408 | +16% |
|
33
Wells Fargo
San Francisco,
California
| $36K | – | – | – |
|
|
ACM
34
Aviance Capital Management
Sarasota,
Florida
| $12K | +$11.5K | +420 | New |
|
|
SPIA
35
Steward Partners Investment Advisory
New York
| $3K | – | – | – |
|
|
VCM
36
Vivaldi Capital Management
Chicago,
Illinois
| $542 | +$532K | +19,527 | New |
|
|
37
Citadel Advisors
Miami,
Florida
| – | -$1.78M | -65,610 | Closed |
|
38
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| – | -$50K | -1,830 | Closed |
|
39
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| – | -$6K | -237 | Closed |
|
SPSM Hedge Fund Activity: Q2 2017 in Review
37 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q2 2017, worth a combined $103M — up 2.1% from $101M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new SPSM positions and 3 closed out — a net gain of 4 holders — while 12 added to existing stakes and 12 trimmed.
The largest buyer was AssetMark Inc, adding an estimated $9.22M. The largest seller was State Street, cutting an estimated $10.5M.
- 37 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q2 2017, up from 33 in Q1 2017.
- Funds reported $103M of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q2 2017, up 2.1% quarter-over-quarter.
- 7 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q2 2017 and 3 closed out, a net change of +4 holders.
- The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q2 2017 was AssetMark Inc, an estimated $9.22M added.
- The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q2 2017 was State Street, an estimated $10.5M sold.
Based on aggregated 13F filings for Q2 2017.