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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

238 hedge funds and large institutions have $1.01B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2020 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 108 increasing their positions, 69 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
238
Holders Change
-22
Holders Change %
-8.46%
% of All Funds
5.26%
Holding in Top 10
16
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.88%
% of All Funds
0.35%
New
38
Increased
108
Reduced
69
Closed
55
Calls
–
Puts
$37K
Net Calls
-$37K
Net Calls Change
-$42K

Top Buyers

1
Charles Schwab
Charles Schwab
California
$119M
2
VA
Valmark Advisers
Ohio
$118M
3
SMM
Stadion Money Management
Georgia
$100M
4
Creative Planning
Creative Planning
Kansas
$45.5M
5
Financial Engines Advisors
Financial Engines Advisors
California
$21.2M

Top Sellers

1
CSIA
Charles Schwab Investment Advisory
California
$0
2
GC
Grimes & Company
Massachusetts
$1.18M
3
AA
Advisory Alpha
Michigan
$1.9M
4
Morgan Stanley
Morgan Stanley
New York
$4.37M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$84K
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
251
Janney Montgomery Scott
Pennsylvania
– -$482K -14,765 Closed
BDF
252
Balasa Dinverno & Foltz
– -$465K -14,256 Closed
AFP
253
Ausdal Financial Partners
Iowa
– -$455K -14,184 Closed
SCM
254
Stonehearth Capital Management
Massachusetts
– -$445K -13,641 Closed
RFN
255
RDA Financial Network
Iowa
– -$406K -12,663 Closed
FHC
256
First Heartland Consultants
Missouri
– -$392K -12,009 Closed
SSWM
257
Sheets Smith Wealth Management
North Carolina
– -$359K -11,005 Closed
BSG
258
Black Swift Group
Colorado
– -$356K -10,910 Closed
BCM
259
Brookstone Capital Management
Illinois
– -$349K -10,710 Closed
WWM
260
WT Wealth Management
Arizona
– -$313K -9,600 Closed
BRC
261
Bell Rock Capital
Delaware
– -$299K -9,396 Closed
AA
262
Alesco Advisors
New York
– -$305K -9,343 Closed
LWAC
263
Laurel Wealth Advisors (California)
California
– -$303K -9,299 Closed
RIA
264
Regal Investment Advisors
Michigan
– -$295K -9,042 Closed
CIBC Private Wealth Group
265
CIBC Private Wealth Group
Georgia
– -$289K -8,850 Closed
PWM
266
Perigon Wealth Management
California
– -$282K -8,666 Closed
ISWM
267
Independent Solutions Wealth Management
New York
– -$279K -8,552 Closed
CA
268
Crumly & Associates
Illinois
– -$269K -8,244 Closed
RTS
269
Round Table Services
New Jersey
– -$268K -8,209 Closed
DI
270
DFPG Investments
Utah
– -$242K -7,341 Closed
HighTower Advisors
271
HighTower Advisors
Illinois
– -$236K -7,208 Closed
AF
272
Apexium Financial
Texas
– -$232K -7,107 Closed
FIM
273
Fernwood Investment Management
Massachusetts
– -$232K -7,100 Closed
CCM
274
Coldstream Capital Management
Washington
– -$223K -6,823 Closed
NF
275
Nikulski Financial
Iowa
– -$212K -6,594 Closed
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