We are live on ! Find out more
SDOG icon

ALPS Sector Dividend Dogs ETF

84 hedge funds and large institutions have $792M invested in ALPS Sector Dividend Dogs ETF in 2016 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 39 increasing their positions, 17 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 17

71% more capital invested

Capital invested by funds: $464M → $792M (+$327M)

60% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 10

6% more funds holding

Funds holding: 7984 (+5)

1.35% more ownership

Funds ownership: 36.87%38.22% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 1010 (0)

Holders
84
Holders Change
+5
Holders Change %
+6.33%
% of All Funds
2.24%
Holding in Top 10
10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.27%
New
16
Increased
39
Reduced
17
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AllianceBernstein
51
AllianceBernstein
Tennessee
$346K +$11.6K +280 +3%
BTS
52
BB&T Securities
Virginia
$330K -$119K -2,873 -27%
BFEC
53
Benjamin F. Edwards & Company
Missouri
$291K +$177K +4,278 +158%
Lido Advisors
54
Lido Advisors
California
$275K +$274K +6,614 New
Citigroup
55
Citigroup
New York
$270K -$220K -5,312 -45%
SBIA
56
Sheaff Brock Investment Advisors
Indiana
$261K
SWP
57
Stratos Wealth Partners
Ohio
$247K +$246K +5,933 New
FAAS
58
First Allied Advisory Services
California
$223K
CAN
59
Cetera Advisor Networks
California
$222K +$221K +5,330 New
ACM
60
Argentus Capital Management
Texas
$214K +$3.73K +90 +2%
KWMG
61
King Wealth Management Group
Florida
$203K +$203K +4,890 New
BFIM
62
Beese Fulmer Investment Management
Ohio
$201K +$200K +4,825 New
US Bancorp
63
US Bancorp
Minnesota
$99K
PWM
64
Perigon Wealth Management
California
$76K +$76.2K +1,839 New
IA
65
IFP Advisors
Florida
$74K -$11.5K -278 -14%
WP
66
WealthPLAN Partners
Nebraska
$31.3K -$33.2K -802 -51%
Creative Planning
67
Creative Planning
Kansas
$30K +$13.8K +333 +83%
SIM
68
Sonora Investment Management
Arizona
$27K +$26.9K +650 New
CWM
69
Concert Wealth Management
California
$27K +$26.9K +650 New
CTB
70
Country Trust Bank
Illinois
$24K +$24.3K +586 New
RCA
71
Rowland Carmichael Advisors
Arizona
$22K
Carson Wealth (CWM LLC)
72
Carson Wealth (CWM LLC)
Nebraska
$15K
Manulife (Manufacturers Life Insurance)
73
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$12K
CB
74
Community Bank
New York
$10K
FANJ
75
Financial Architects (New Jersey)
New Jersey
$10K

SDOG Hedge Fund Activity: Q3 2016 in Review

84 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q3 2016, worth a combined $792M — up 71% from $464M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new SDOG positions and 10 closed out — a net gain of 6 holders — while 39 added to existing stakes and 17 trimmed.

The largest buyer was Janney Montgomery Scott, opening a new position worth an estimated $32.1M. The largest seller was Niemann Capital Management, exiting entirely with an estimated $10.7M sold.

  • 84 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q3 2016, up from 79 in Q2 2016.
  • Funds reported $792M of ALPS Sector Dividend Dogs ETF stock for Q3 2016, up 71% quarter-over-quarter.
  • 16 funds opened new ALPS Sector Dividend Dogs ETF positions in Q3 2016 and 10 closed out, a net change of +6 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q3 2016 was Janney Montgomery Scott, an estimated $32.1M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q3 2016 was Niemann Capital Management, an estimated $10.7M sold.

Based on aggregated 13F filings for Q3 2016.