Sheaff Brock Investment Advisors’s ALPS Sector Dividend Dogs ETF SDOG Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio SDOG Stock Details SDOG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-6,290	Closed	-$261K	–	644
2016 Q3	$261K	Hold	6,290	–	–	0.03%	398
2016 Q2	$251K	Hold	6,290	–	–	0.03%	421
2016 Q1	$245K	Sell	6,290 -6,000	-49%	-$213K	0.03%	438
2015 Q4	$437K	Buy	+12,290	New	+$441K	0.05%	339

Other funds holding SDOG

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

BWM

BerganKDV Wealth Management Bloomington, Minnesota $1,000M AUM 9.95% 1-Year Est. Return

FIM

Frontier Investment Management Dallas, Texas $1.62B AUM 1.86% 1-Year Est. Return

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

Sheaff Brock Investment Advisors's SDOG Position: Q4 2016 in Review

Sheaff Brock Investment Advisors sold out of ALPS Sector Dividend Dogs ETF (SDOG) in Q4 2016, closing a stake of 6,290 shares — an estimated $261K sold.

Sheaff Brock Investment Advisors first reported a position in SDOG in Q4 2015 and held it in 4 quarters. The position peaked at $437K in Q4 2015. 101 funds tracked by Wall St. Rank hold SDOG as of Q4 2016.

Sheaff Brock Investment Advisors reported no remaining ALPS Sector Dividend Dogs ETF position as of Q4 2016 after selling out during the quarter.
Sheaff Brock Investment Advisors sold 6,290 ALPS Sector Dividend Dogs ETF shares in Q4 2016, an estimated $261K.
Sheaff Brock Investment Advisors first reported a position in ALPS Sector Dividend Dogs ETF in Q4 2015 and held it in 4 quarters.
Sheaff Brock Investment Advisors's ALPS Sector Dividend Dogs ETF position peaked at $437K in Q4 2015.
101 funds tracked by Wall St. Rank held ALPS Sector Dividend Dogs ETF as of Q4 2016.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.