Rowland Carmichael Advisors’s ALPS Sector Dividend Dogs ETF SDOG Stock Holding History

Rowland Carmichael Advisors’s Portfolio SDOG Stock Details SDOG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-298	Closed	-$13K	–	367
2019 Q3	$13K	Hold	298	–	–	﹤0.01%	333
2019 Q2	$13K	Hold	298	–	–	﹤0.01%	312
2019 Q1	$13K	Hold	298	–	–	﹤0.01%	310
2018 Q4	$12K	Hold	298	–	–	0.01%	280
2018 Q3	$14K	Hold	298	–	–	0.01%	331
2018 Q2	$13K	Hold	298	–	–	0.01%	334
2018 Q1	$13K	Buy	+298	New	+$13.7K	0.01%	296
2017 Q4	–	Sell	-523	Closed	-$23K	–	328
2017 Q3	$23K	Hold	523	–	–	0.01%	274
2017 Q2	$22K	Hold	523	–	–	0.01%	269
2017 Q1	$22K	Hold	523	–	–	0.01%	264
2016 Q4	$22K	Hold	523	–	–	0.01%	278
2016 Q3	$22K	Hold	523	–	–	0.01%	264
2016 Q2	$21K	Hold	523	–	–	0.01%	273
2016 Q1	$20K	Buy	+523	New	+$18.6K	0.02%	189

Other funds holding SDOG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Janney Montgomery Scott

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Frontier Investment Management Dallas, Texas $1.62B AUM 1.86% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return