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ALPS Sector Dividend Dogs ETF

65 hedge funds and large institutions have $333M invested in ALPS Sector Dividend Dogs ETF in 2015 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 17 increasing their positions, 25 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 9

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

3% more funds holding

Funds holding: 6365 (+2)

0.43% more ownership

Funds ownership: 34.22%34.65% (+0.43%)

19% less capital invested

Capital invested by funds: $410M → $333M (-$76.4M)

32% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 25

Holders
65
Holders Change
+2
Holders Change %
+3.17%
% of All Funds
1.81%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.14%
New
13
Increased
17
Reduced
25
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GA
26
Gateway Advisory
New Jersey
$1.01M +$1.06M +29,871 New
SWM
27
SVA Wealth Management
Wisconsin
$973K +$187K +5,246 +22%
AIG
28
American International Group
New York
$952K -$72.5K -2,034 -7%
BTS
29
BB&T Securities
Virginia
$901K -$14.1M -396,927 -94%
VF
30
Virtu Financial
New York
$877K +$923K +25,895 New
FHC
31
First Heartland Consultants
Missouri
$755K +$11.2K +315 +1%
CS
32
Credit Suisse
Switzerland
$751K -$66.9K -1,877 -8%
AA
33
Ancora Advisors
Ohio
$744K -$94.2K -2,644 -11%
DG
34
Davidson & Garrard
Virginia
$702K -$7.02K -197 -0.9%
MMA
35
Miracle Mile Advisors
California
$695K +$356 +10 +0%
CA
36
Cetera Advisors
Colorado
$571K -$157K -4,420 -21%
HB
37
Homrich & Berg
Georgia
$486K +$20.5K +576 +4%
MFS
38
MSI Financial Services
Massachusetts
$485K +$27.1K +761 +6%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$466K +$97.5K +2,737 +25%
VC
40
Vicus Capital
Pennsylvania
$407K -$178K -4,992 -29%
SI
41
SII Investments
Wisconsin
$375K +$86.4K +2,426 +28%
CAS
42
Cue Advisory Services
Arizona
$354K -$561K -15,750 -60%
VKH
43
Virtu KCG Holdings
New York
$330K +$347K +9,738 New
OMC
44
Overbrook Management Corp
New York
$324K
HI
45
Hudock Inc
Pennsylvania
$319K +$392 +11 +0.1%
SMA
46
Simply Money Advisors
Ohio
$271K +$285K +7,996 New
BOS
47
Bingham Osborn & Scarborough
California
$254K +$267K +7,500 New
Envestnet Asset Management
48
Envestnet Asset Management
Illinois
$229K -$288K -8,094 -54%
BFIM
49
Beese Fulmer Investment Management
Ohio
$223K
CTC
50
Central Trust Company
Missouri
$205K +$216K +6,060 New

SDOG Hedge Fund Activity: Q3 2015 in Review

65 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q3 2015, worth a combined $333M — down 19% from $410M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SDOG positions and 9 closed out — a net gain of 4 holders — while 17 added to existing stakes and 25 trimmed.

The largest buyer was Janney Montgomery Scott, opening a new position worth an estimated $19.2M. The largest seller was Morgan Stanley, cutting an estimated $16.8M.

  • 65 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q3 2015, up from 63 in Q2 2015.
  • Funds reported $333M of ALPS Sector Dividend Dogs ETF stock for Q3 2015, down 19% quarter-over-quarter.
  • 13 funds opened new ALPS Sector Dividend Dogs ETF positions in Q3 2015 and 9 closed out, a net change of +4 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q3 2015 was Janney Montgomery Scott, an estimated $19.2M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q3 2015 was Morgan Stanley, an estimated $16.8M sold.

Based on aggregated 13F filings for Q3 2015.