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ALPS Sector Dividend Dogs ETF

45 hedge funds and large institutions have $356M invested in ALPS Sector Dividend Dogs ETF in 2014 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 23 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

667% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 3

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

64% more capital invested

Capital invested by funds: $217M → $356M (+$138M)

25% more funds holding

Funds holding: 3645 (+9)

4.54% more ownership

Funds ownership: 31.59%36.13% (+4.5%)

Holders
45
Holders Change
+9
Holders Change %
+25%
% of All Funds
1.29%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.09%
New
13
Increased
23
Reduced
3
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SWM
26
SVA Wealth Management
Wisconsin
$281K +$272K +7,507 New
Deutsche Bank
27
Deutsche Bank
Germany
$244K +$32.6K +900 +16%
NFG
28
Next Financial Group
Texas
$228K +$224K +6,181 New
SI
29
SII Investments
Wisconsin
$226K +$220K +6,084 New
MFS
30
MSI Financial Services
Massachusetts
$180K +$14.8K +409 +9%
MIAN
31
Mariner Independent Advisor Network
Kansas
$179K +$173K +4,790 New
Creative Planning
32
Creative Planning
Kansas
$121K +$615 +17 +0.5%
DBT
33
Dubuque Bank & Trust
Iowa
$90K +$87.4K +2,416 New
PTC
34
Private Trust Company
Ohio
$82K
CFS
35
Community Financial System
New York
$81K +$78.7K +2,175 New
FNBT
36
FineMark National Bank & Trust
Florida
$77K
TAM
37
Tocqueville Asset Management
New York
$71K +$68.8K +1,900 New
PAS
38
Partnervest Advisory Services
California
$51K +$326 +9 +0.7%
DADC
39
D.A. Davidson & Co
Montana
$35K
FMII
40
Farmers & Merchants Investments Inc
Nebraska
$30K +$29.3K +809 New
NES
41
New England Securities
New York
$19K +$18.1K +500 New
M
42
MOTCO
Texas
$13K
SFSIG
43
San Francisco Sentry Investment Group
California
$7K
FANJ
44
Financial Architects (New Jersey)
New Jersey
$7K +$7.24K +200 New
HI
45
Hudock Inc
Pennsylvania
$5K +$36 +1 +0.8%
Jane Street
46
Jane Street
New York
-$2.86M -81,795 Closed
S
47
SignatureFD
Georgia
-$12K -342 Closed
KCPG
48
Kavar Capital Partners Group
Kansas
-$4K -125 Closed
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
-$4K -105 Closed

SDOG Hedge Fund Activity: Q2 2014 in Review

45 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q2 2014, worth a combined $356M — up 64% from $217M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SDOG positions and 4 closed out — a net gain of 9 holders — while 23 added to existing stakes and 3 trimmed.

The largest buyer was Hengehold Capital Management, opening a new position worth an estimated $24.3M. The largest seller was Jane Street, exiting entirely with an estimated $2.86M sold.

  • 45 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q2 2014, up from 36 in Q1 2014.
  • Funds reported $356M of ALPS Sector Dividend Dogs ETF stock for Q2 2014, up 64% quarter-over-quarter.
  • 13 funds opened new ALPS Sector Dividend Dogs ETF positions in Q2 2014 and 4 closed out, a net change of +9 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q2 2014 was Hengehold Capital Management, an estimated $24.3M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q2 2014 was Jane Street, an estimated $2.86M sold.

Based on aggregated 13F filings for Q2 2014.