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Stellus Capital Investment Corp

59 hedge funds and large institutions have $43.4M invested in Stellus Capital Investment Corp in 2023 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

216% more call options, than puts

Call options by funds: $291K | Put options by funds: $92K

3.79% less ownership

Funds ownership: 17.79%13.99% (-3.8%)

6% less funds holding

Funds holding: 6359 (-4)

11% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 19

20% less capital invested

Capital invested by funds: $54.5M → $43.4M (-$11.1M)

23% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 13

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
59
Holders Change
-4
Holders Change %
-6.35%
% of All Funds
0.86%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
10
Increased
17
Reduced
19
Closed
13
Calls
$291K
Puts
$92K
Net Calls
+$199K
Net Calls Change
-$128K
Name Holding Trade Value Shares
Change
Change in
Stake
TI
26
Trexquant Investment
Connecticut
$377K +$379K +29,321 New
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$352K -$58.5K -4,533 -14%
LSV Asset Management
28
LSV Asset Management
Illinois
$263K -$132K -10,200 -33%
Wells Fargo
29
Wells Fargo
California
$261K -$551K -42,678 -68%
Osaic Holdings
30
Osaic Holdings
Arizona
$258K +$2.17K +168 +0.8%
FPAS
31
Focus Partners Advisor Solutions
Missouri
$254K
JF
32
Jump Financial
Illinois
$252K +$14K +1,081 +6%
Canada Life
33
Canada Life
Manitoba, Canada
$250K -$27.4K -2,119 -10%
JP Morgan Chase
34
JP Morgan Chase
New York
$195K +$116K +8,985 +145%
OC
35
Oppenheimer & Co
New York
$186K +$25.1K +1,945 +15%
SSA
36
Schonfeld Strategic Advisors
New York
$181K +$182K +14,100 New
LPL Financial
37
LPL Financial
California
$180K +$28.1K +2,174 +18%
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$167K -$129K -10,000 -43%
RJFSA
39
Raymond James Financial Services Advisors
Florida
$156K +$4.64K +359 +3%
BNP Paribas Financial Markets
40
BNP Paribas Financial Markets
France
$112K +$105K +8,148 +1,358%
UBS Group
41
UBS Group
Switzerland
$104K -$23.6K -1,831 -18%
MA
42
Montag & Associates
Georgia
$91.6K
CCM
43
Chilton Capital Management
Texas
$84.8K
ACM
44
Aquatic Capital Management
Illinois
$51K -$20.7K -1,600 -29%
ASN
45
Advisory Services Network
Georgia
$50.8K +$51K +3,952 New
QT
46
Quantbot Technologies
New York
$41.9K +$42.1K +3,259 New
EC
47
EntryPoint Capital
New York
$20.2K +$20.3K +1,569 New
CIA
48
Cape Investment Advisory
Georgia
$17.3K +$17.4K +1,349 New
Group One Trading
49
Group One Trading
Illinois
$16.7K +$16.8K +1,300 New
KFI
50
Key Financial Inc
Pennsylvania
$6.42K

SCM Hedge Fund Activity: Q4 2023 in Review

59 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q4 2023, worth a combined $43.4M — down 20% from $54.5M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of SCM and 10 opened new positions — a net loss of 3 holders — while 19 trimmed existing stakes and 17 added.

The largest buyer was Morgan Stanley, adding an estimated $2.38M. The largest seller was Scoggin Management, exiting entirely with an estimated $3.65M sold.

  • 59 institutional investors held Stellus Capital Investment Corp (SCM) as of Q4 2023, down from 63 in Q3 2023.
  • Funds reported $43.4M of Stellus Capital Investment Corp stock for Q4 2023, down 20% quarter-over-quarter.
  • 10 funds opened new Stellus Capital Investment Corp positions in Q4 2023 and 13 closed out, a net change of -3 holders.
  • The largest Stellus Capital Investment Corp buyer in Q4 2023 was Morgan Stanley, an estimated $2.38M added.
  • The largest Stellus Capital Investment Corp seller in Q4 2023 was Scoggin Management, an estimated $3.65M sold.

Based on aggregated 13F filings for Q4 2023.