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Stellus Capital Investment Corp

45 hedge funds and large institutions have $43M invested in Stellus Capital Investment Corp in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

278% more call options, than puts

Call options by funds: $604K | Put options by funds: $160K

0.96% less ownership

Funds ownership: 17.86%16.91% (-0.96%)

2% less capital invested

Capital invested by funds: $43.9M → $43M (-$874K)

4% less funds holding

Funds holding: 4745 (-2)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

21% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 14

Holders
45
Holders Change
-2
Holders Change %
-4.26%
% of All Funds
0.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
11
Reduced
14
Closed
7
Calls
$604K
Puts
$160K
Net Calls
+$444K
Net Calls Change
+$186K
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$175K -$156K -11,929 -47%
Osaic Holdings
27
Osaic Holdings
Arizona
$170K -$20.5K -1,565 -11%
LPL Financial
28
LPL Financial
California
$154K -$10.7K -819 -7%
EGA
29
Eagle Global Advisors
Texas
$144K -$252K -19,200 -64%
SWM
30
Spire Wealth Management
Virginia
$113K +$11.8K +900 +12%
Wells Fargo
31
Wells Fargo
California
$104K -$3.93K -300 -4%
MA
32
Montag & Associates
Georgia
$93K
Canada Life
33
Canada Life
Manitoba, Canada
$83K +$4.93K +376 +6%
GWM
34
Geneos Wealth Management
Colorado
$41K
EARNEST Partners
35
EARNEST Partners
Georgia
$25K
EWA
36
Evolution Wealth Advisors
Florida
$25K +$24.9K +1,900 New
FIA
37
FNY Investment Advisers
New York
$19K +$19.7K +1,500 New
SIAP
38
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$16K
UBS Group
39
UBS Group
Switzerland
$14K -$243K -18,524 -94%
Northwestern Mutual Wealth Management
40
Northwestern Mutual Wealth Management
Wisconsin
$11K +$10.8K +822 New
US Bancorp
41
US Bancorp
Minnesota
$9K
VNA
42
Valley National Advisers
Pennsylvania
$4K
PFGIA
43
Patriot Financial Group Insurance Agency
Massachusetts
$3K
Barclays
44
Barclays
United Kingdom
$1K
ASN
45
Advisory Services Network
Georgia
-$152K -12,110 Closed
BRWA
46
B. Riley Wealth Advisors
Florida
-$149K -11,833 Closed
Cambridge Investment Research Advisors
47
Cambridge Investment Research Advisors
Iowa
-$138K -11,000 Closed
Citadel Advisors
48
Citadel Advisors
Florida
-$131K -10,005 Closed
WAM
49
Wolverine Asset Management
Illinois
-$37K -2,952 Closed
Credit Agricole
50
Credit Agricole
France
-$25K -2,000 Closed

SCM Hedge Fund Activity: Q3 2021 in Review

45 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q3 2021, worth a combined $43M — down 2% from $43.9M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of SCM and 6 opened new positions — a net loss of 1 holder — while 14 trimmed existing stakes and 11 added.

The largest buyer was Advisors Asset Management, adding an estimated $581K. The largest seller was Arrowstreet Capital, cutting an estimated $2.82M.

  • 45 institutional investors held Stellus Capital Investment Corp (SCM) as of Q3 2021, down from 47 in Q2 2021.
  • Funds reported $43M of Stellus Capital Investment Corp stock for Q3 2021, down 2% quarter-over-quarter.
  • 6 funds opened new Stellus Capital Investment Corp positions in Q3 2021 and 7 closed out, a net change of -1 holder.
  • The largest Stellus Capital Investment Corp buyer in Q3 2021 was Advisors Asset Management, an estimated $581K added.
  • The largest Stellus Capital Investment Corp seller in Q3 2021 was Arrowstreet Capital, an estimated $2.82M sold.

Based on aggregated 13F filings for Q3 2021.