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Stellus Capital Investment Corp

47 hedge funds and large institutions have $25.7M invested in Stellus Capital Investment Corp in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 14 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 14

20% more capital invested

Capital invested by funds: $21.5M → $25.7M (+$4.2M)

0.05% more ownership

Funds ownership: 15.71%15.76% (+0.05%)

11% less funds holding

Funds holding: 5347 (-6)

55% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 11

Holders
47
Holders Change
-6
Holders Change %
-11.32%
% of All Funds
0.95%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
17
Reduced
14
Closed
11
Calls
$155K
Puts
Net Calls
+$155K
Net Calls Change
+$216K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
26
Morgan Stanley
New York
$228K -$14.4K -1,775 -6%
OC
27
Oppenheimer & Co
New York
$208K -$43.6K -5,359 -18%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$201K
SMH
29
Sanders Morris Harris
Texas
$194K +$11.1K +1,368 +7%
Acadian Asset Management
30
Acadian Asset Management
Massachusetts
$155K +$798 +98 +0.6%
LPL Financial
31
LPL Financial
California
$125K -$263K -32,260 -69%
SI
32
Stephens Inc
Arkansas
$124K
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$105K +$58.8K +7,226 +150%
Goldman Sachs
34
Goldman Sachs
New York
$104K +$97K +11,921 New
Wells Fargo
35
Wells Fargo
California
$100K -$43.7K -5,366 -32%
SFI
36
Susquehanna Fundamental Investments
Pennsylvania
$98K
Canada Life
37
Canada Life
Manitoba, Canada
$79K +$20.4K +2,511 +38%
Osaic Holdings
38
Osaic Holdings
Arizona
$66K -$1.22K -150 -2%
CCM
39
Chiron Capital Management
Florida
$26K +$24.4K +3,000 New
GWM
40
Geneos Wealth Management
Colorado
$21K
EARNEST Partners
41
EARNEST Partners
Georgia
$17K
APA
42
American Portfolios Advisors
New York
$13.9K
ASN
43
Advisory Services Network
Georgia
$7K +$6.46K +793 New
US Bancorp
44
US Bancorp
Minnesota
$6K
CDIA
45
Capital Directions Investment Advisors
Georgia
$1K +$904 +111 New
FCH
46
Freestone Capital Holdings
Washington
$837
Millennium Management
47
Millennium Management
New York
$176 -$1.06M -130,332 -87%
ECM
48
ExodusPoint Capital Management
New York
-$161K -22,070 Closed
UR
49
USCA RIA
Texas
-$129K -17,760 Closed
WAM
50
Wolverine Asset Management
Illinois
-$116K -15,992 Closed

SCM Hedge Fund Activity: Q3 2020 in Review

47 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q3 2020, worth a combined $25.7M — up 20% from $21.5M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of SCM and 5 opened new positions — a net loss of 6 holders — while 14 trimmed existing stakes and 17 added.

The largest buyer was Cliffwater, adding an estimated $653K. The largest seller was Millennium Management, cutting an estimated $1.06M.

  • 47 institutional investors held Stellus Capital Investment Corp (SCM) as of Q3 2020, down from 53 in Q2 2020.
  • Funds reported $25.7M of Stellus Capital Investment Corp stock for Q3 2020, up 20% quarter-over-quarter.
  • 5 funds opened new Stellus Capital Investment Corp positions in Q3 2020 and 11 closed out, a net change of -6 holders.
  • The largest Stellus Capital Investment Corp buyer in Q3 2020 was Cliffwater, an estimated $653K added.
  • The largest Stellus Capital Investment Corp seller in Q3 2020 was Millennium Management, an estimated $1.06M sold.

Based on aggregated 13F filings for Q3 2020.