We are live on ! Find out more
SCM icon

Stellus Capital Investment Corp
SCM

50 hedge funds and large institutions have $43.4M invested in Stellus Capital Investment Corp in 2019 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 15 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 7

9% more funds holding

Funds holding: 46 → 50 (+4)

5% more capital invested

Capital invested by funds: $41.1M → $43.4M (+$2.22M)

0.23% more ownership

Funds ownership: 16.47% → 16.7% (+0.23%)

0% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 15

Holders
50
Holders Change
+4
Holders Change %
+8.7%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
15
Reduced
15
Closed
7
Calls
$212K
Puts
–
Net Calls
+$212K
Net Calls Change
+$80K

Top Buyers

Rank Fund Capital Flow
1
Legal & General Group
Legal & General Group
United Kingdom
+$1.13M
2
Marshall Wace
Marshall Wace
United Kingdom
+$483K
3
GIM
Guild Investment Management
California
+$280K
4
LPL Financial
LPL Financial
California
+$214K
5
Two Sigma Investments
Two Sigma Investments
New York
+$190K

Top Sellers

Rank Fund Capital Flow
1
Two Sigma Advisers
Two Sigma Advisers
New York
-$597K
2
MC
Muzinich & Co
New York
-$296K
3
DTL
Dynamic Technology Lab
Singapore
-$244K
4
Squarepoint
Squarepoint
New York
-$244K
5
Citadel Advisors
Citadel Advisors
Florida
-$218K
Name Holding Trade Value Shares
Change 		Change in
Stake
GIM
26
Guild Investment Management
California
$285K +$280K +20,000 New
SMH
27
Sanders Morris Harris
Texas
$264K -$13.2K -941 -5%
BW
28
Bison Wealth
Georgia
$240K – – –
Wells Fargo
29
Wells Fargo
California
$236K +$72.1K +5,159 +45%
Stifel Financial
30
Stifel Financial
Missouri
$203K +$51.7K +3,700 +35%
Two Sigma Investments
31
Two Sigma Investments
New York
$193K +$190K +13,563 New
RJT
32
Raymond James Trust
Florida
$168K +$165K +11,839 New
Truist Financial
33
Truist Financial
North Carolina
$157K +$155K +11,065 New
AIA
34
Avalon Investment & Advisory
Texas
$142K – – –
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$98K -$18.9K -1,355 -17%
Canada Life
36
Canada Life
Manitoba, Canada
$84K +$82.7K +5,920 New
APA
37
American Portfolios Advisors
New York
$65.5K +$41.9K +3,000 +188%
GWM
38
Geneos Wealth Management
Colorado
$51K – – –
EARNEST Partners
39
EARNEST Partners
Georgia
$27K – – –
WAM
40
Wolverine Asset Management
Illinois
$24K -$113K -8,056 -82%
TRCT
41
Tower Research Capital (TRC)
New York
$24K +$23.6K +1,689 +7,343%
TI
42
tru Independence
Oregon
$22K +$41.9K +3,000 New
PA
43
PSI Advisors
Florida
$21K +$21K +1,500 New
AG
44
Advisor Group
Arizona
$12K +$1.65K +118 +15%
US Bancorp
45
US Bancorp
Minnesota
$10K – – –
Citigroup
46
Citigroup
New York
$7K – – –
ACM
47
Allred Capital Management
Texas
$3.56K +$3.49K +250 New
Bank of America
48
Bank of America
North Carolina
$2K +$629 +45 +69%
FCH
49
Freestone Capital Holdings
Washington
$1.37K – – –
Two Sigma Advisers
50
Two Sigma Advisers
New York
– -$597K -43,800 Closed
1
2
3

SCM Hedge Fund Activity: Q4 2019 in Review

50 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q4 2019, worth a combined $43.4M — up 5.4% from $41.1M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new SCM positions and 7 closed out — a net gain of 5 holders — while 15 added to existing stakes and 15 trimmed.

The largest buyer was Legal & General Group, opening a new position worth an estimated $1.13M. The largest seller was Two Sigma Advisers, exiting entirely with an estimated $597K sold.

  • 50 institutional investors held Stellus Capital Investment Corp (SCM) as of Q4 2019, up from 46 in Q3 2019.
  • Funds reported $43.4M of Stellus Capital Investment Corp stock for Q4 2019, up 5.4% quarter-over-quarter.
  • 12 funds opened new Stellus Capital Investment Corp positions in Q4 2019 and 7 closed out, a net change of +5 holders.
  • The largest Stellus Capital Investment Corp buyer in Q4 2019 was Legal & General Group, an estimated $1.13M added.
  • The largest Stellus Capital Investment Corp seller in Q4 2019 was Two Sigma Advisers, an estimated $597K sold.

Based on aggregated 13F filings for Q4 2019.