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Stellus Capital Investment Corp
SCM

56 hedge funds and large institutions have $43M invested in Stellus Capital Investment Corp in 2019 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 19 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

504% more call options, than puts

Call options by funds: $151K | Put options by funds: $25K

240% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 5

111% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 9

27% more funds holding

Funds holding: 44 → 56 (+12)

9% more capital invested

Capital invested by funds: $39.4M → $43M (+$3.58M)

1.36% less ownership

Funds ownership: 19.09% → 17.73% (-1.4%)

Holders
56
Holders Change
+12
Holders Change %
+27.27%
% of All Funds
1.21%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
19
Reduced
9
Closed
5
Calls
$151K
Puts
$25K
Net Calls
+$126K
Net Calls Change
+$126K

Top Buyers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
+$1.22M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$1.09M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$818K
4
UBS Group
UBS Group
Switzerland
+$732K
5
Millennium Management
Millennium Management
New York
+$677K

Top Sellers

Rank Fund Capital Flow
1
CIM
Confluence Investment Management
Missouri
-$1.21M
2
Marshall Wace
Marshall Wace
United Kingdom
-$1.21M
3
AAM
Advisors Asset Management
Colorado
-$562K
4
Axa
Axa
France
-$434K
5
MC
Muzinich & Co
New York
-$328K
Name Holding Trade Value Shares
Change 		Change in
Stake
Marshall Wace
26
Marshall Wace
United Kingdom
$306K -$1.21M -85,396 -80%
Citadel Advisors
27
Citadel Advisors
Florida
$302K +$303K +21,365 New
SI
28
Stephens Inc
Arkansas
$291K +$2.07K +146 +0.7%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$277K +$179K +12,594 +181%
Goldman Sachs
30
Goldman Sachs
New York
$276K +$277K +19,535 New
SMH
31
Sanders Morris Harris
Texas
$264K +$6.26K +441 +2%
AIM
32
Advantage Investment Management
Iowa
$257K +$258K +18,179 New
BW
33
Bison Wealth
Georgia
$239K – – –
Stifel Financial
34
Stifel Financial
Missouri
$202K +$203K +14,300 New
JT
35
Jump Trading
Illinois
$160K +$161K +11,307 New
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$153K -$9.65K -680 -6%
Wells Fargo
37
Wells Fargo
California
$144K +$1.43K +101 +1%
AIA
38
Avalon Investment & Advisory
Texas
$141K – – –
Canada Life
39
Canada Life
Manitoba, Canada
$66K +$2.7K +190 +4%
SEI Investments
40
SEI Investments
Pennsylvania
$49K +$48.8K +3,434 New
Russell Investments Group
41
Russell Investments Group
United Kingdom
$46K +$3.9K +275 +9%
IWP
42
Icon Wealth Partners
Texas
$42K +$42.6K +3,000 New
TA
43
TCG Advisors
Texas
$35K +$35.5K +2,500 New
EARNEST Partners
44
EARNEST Partners
Georgia
$27K – – –
GWM
45
Geneos Wealth Management
Colorado
$24K +$24.8K +1,750 New
APA
46
American Portfolios Advisors
New York
$22.6K – – –
Barclays
47
Barclays
United Kingdom
$18K +$14.3K +1,010 +435%
Simplex Trading
48
Simplex Trading
Illinois
$15K +$15.6K +1,102 New
FDCDDQ
49
Federation des caisses Desjardins du Quebec
Quebec, Canada
$14.2K – – –
TRCT
50
Tower Research Capital (TRC)
New York
$13K -$98.8K -6,962 -88%
1
2
3

SCM Hedge Fund Activity: Q1 2019 in Review

56 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q1 2019, worth a combined $43M — up 9.1% from $39.4M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new SCM positions and 5 closed out — a net gain of 12 holders — while 19 added to existing stakes and 9 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $1.22M. The largest seller was Confluence Investment Management, cutting an estimated $1.21M.

  • 56 institutional investors held Stellus Capital Investment Corp (SCM) as of Q1 2019, up from 44 in Q4 2018.
  • Funds reported $43M of Stellus Capital Investment Corp stock for Q1 2019, up 9.1% quarter-over-quarter.
  • 17 funds opened new Stellus Capital Investment Corp positions in Q1 2019 and 5 closed out, a net change of +12 holders.
  • The largest Stellus Capital Investment Corp buyer in Q1 2019 was Raymond James & Associates, an estimated $1.22M added.
  • The largest Stellus Capital Investment Corp seller in Q1 2019 was Confluence Investment Management, an estimated $1.21M sold.

Based on aggregated 13F filings for Q1 2019.