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Stellus Capital Investment Corp

40 hedge funds and large institutions have $49.3M invested in Stellus Capital Investment Corp in 2018 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more capital invested

Capital invested by funds: $43.8M → $49.3M (+$5.58M)

1.19% more ownership

Funds ownership: 21.49%22.68% (+1.2%)

7% less funds holding

Funds holding: 4340 (-3)

33% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 15

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

Holders
40
Holders Change
-3
Holders Change %
-6.98%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
15
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BW
26
Bison Wealth
Georgia
$231K
AIM
27
Advantage Investment Management
Iowa
$171K +$45.8K +3,389 +37%
LPL Financial
28
LPL Financial
California
$163K
AIA
29
Avalon Investment & Advisory
Texas
$136K +$135K +10,000 New
Wells Fargo
30
Wells Fargo
California
$103K +$8.51K +630 +9%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$102K -$7.7K -570 -7%
Canada Life
32
Canada Life
Manitoba, Canada
$61K +$513 +38 +0.9%
Barclays
33
Barclays
United Kingdom
$51K -$2.98K -221 -6%
TRCT
34
Tower Research Capital (TRC)
New York
$35K -$65K -4,813 -65%
APA
35
American Portfolios Advisors
New York
$21.8K
FDCDDQ
36
Federation des caisses Desjardins du Quebec
Quebec, Canada
$13.6K
US Bancorp
37
US Bancorp
Minnesota
$10K
AG
38
Advisor Group
Arizona
$4K +$68 +5 +2%
Bank of America
39
Bank of America
North Carolina
$1K -$9.37K -694 -91%
PI
40
PineBridge Investments
New York
$1K +$1.18K +87 New
Acadian Asset Management
41
Acadian Asset Management
Massachusetts
-$400K -31,327 Closed
Janney Montgomery Scott
42
Janney Montgomery Scott
Pennsylvania
-$178K -13,941 Closed
Goldman Sachs
43
Goldman Sachs
New York
-$167K -13,061 Closed
Manulife (Manufacturers Life Insurance)
44
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$17K -1,301 Closed
JP Morgan Chase
45
JP Morgan Chase
New York
-$10K -800 Closed
Deutsche Bank
46
Deutsche Bank
Germany
-$5K -400 Closed
IA
47
IFP Advisors
Florida
-$5K -365 Closed

SCM Hedge Fund Activity: Q3 2018 in Review

40 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q3 2018, worth a combined $49.3M — up 13% from $43.8M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of SCM and 4 opened new positions — a net loss of 3 holders — while 15 trimmed existing stakes and 10 added.

The largest buyer was Freestone Capital Holdings, opening a new position worth an estimated $4.27M. The largest seller was Muzinich & Co, cutting an estimated $2.65M.

  • 40 institutional investors held Stellus Capital Investment Corp (SCM) as of Q3 2018, down from 43 in Q2 2018.
  • Funds reported $49.3M of Stellus Capital Investment Corp stock for Q3 2018, up 13% quarter-over-quarter.
  • 4 funds opened new Stellus Capital Investment Corp positions in Q3 2018 and 7 closed out, a net change of -3 holders.
  • The largest Stellus Capital Investment Corp buyer in Q3 2018 was Freestone Capital Holdings, an estimated $4.27M added.
  • The largest Stellus Capital Investment Corp seller in Q3 2018 was Muzinich & Co, an estimated $2.65M sold.

Based on aggregated 13F filings for Q3 2018.