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Stellus Capital Investment Corp
SCM

45 hedge funds and large institutions have $62.6M invested in Stellus Capital Investment Corp in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

42% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 12

7% more funds holding

Funds holding: 42 → 45 (+3)

5% more capital invested

Capital invested by funds: $59.4M → $62.6M (+$3.18M)

1.8% more ownership

Funds ownership: 33.12% → 34.92% (+1.8%)

Holders
45
Holders Change
+3
Holders Change %
+7.14%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
17
Reduced
12
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
+$740K
2
BCM
Buckhead Capital Management
Georgia
+$562K
3
Two Sigma Advisers
Two Sigma Advisers
New York
+$481K
4
Two Sigma Investments
Two Sigma Investments
New York
+$451K
5
VFS
VSR Financial Services
Kansas
+$343K

Top Sellers

Rank Fund Capital Flow
1
BIT
BlackRock Institutional Trust
California
-$231K
2
Deutsche Bank
Deutsche Bank
Germany
-$229K
3
BFA
BlackRock Fund Advisors
California
-$186K
4
Northern Trust
Northern Trust
Illinois
-$179K
5
MLICM
Metropolitan Life Insurance Company (MetLife)
New York
-$159K
Name Holding Trade Value Shares
Change 		Change in
Stake
Charles Schwab
26
Charles Schwab
California
$258K – – –
RhumbLine Advisers
27
RhumbLine Advisers
Massachusetts
$226K -$16.3K -1,105 -7%
SI
28
Stephens Inc
Arkansas
$201K +$200K +13,508 New
CS
29
Credit Suisse
Switzerland
$185K +$184K +12,442 New
Citadel Advisors
30
Citadel Advisors
Florida
$159K +$158K +10,686 New
AIG
31
American International Group
New York
$145K +$24K +1,627 +20%
NFA
32
Nationwide Fund Advisors
Ohio
$138K -$4.02K -272 -3%
RFC
33
Russell Frank Company
Washington
$101K -$107K -7,213 -51%
Citigroup
34
Citigroup
New York
$96K +$63.5K +4,300 +196%
BA
35
BlackRock Advisors
Delaware
$86K +$3.54K +240 +4%
Barclays
36
Barclays
United Kingdom
$40K -$10.4K -706 -19%
Dimensional Fund Advisors
37
Dimensional Fund Advisors
Texas
$39K +$38.6K +2,611 New
Deutsche Bank
38
Deutsche Bank
Germany
$36K -$229K -15,500 -86%
1IC
39
1919 Investment Counsel
Maryland
$26K – – –
PSI
40
Pinnacle Summer Investments
Virginia
$19K +$428 +29 +2%
TRCT
41
Tower Research Capital (TRC)
New York
$18K +$10.2K +692 +139%
BlackRock
42
BlackRock
New York
$6K – – –
BNP Paribas Financial Markets
43
BNP Paribas Financial Markets
France
$4.77K +$4.73K +320 New
Bank of America
44
Bank of America
North Carolina
$2K -$709 -48 -26%
Manulife (Manufacturers Life Insurance)
45
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$167 +$8.13K +550 +5%
MLICM
46
Metropolitan Life Insurance Company (MetLife)
New York
– -$159K -10,630 Closed
SO
47
STRS Ohio
Ohio
– -$84K -5,624 Closed
Ameriprise
48
Ameriprise
Minnesota
– -$11K -754 Closed
California Public Employees Retirement System
49
California Public Employees Retirement System
California
– -$4K -301 Closed
AllianceBernstein
50
AllianceBernstein
Tennessee
– -$3K -201 Closed
1
2
3

SCM Hedge Fund Activity: Q4 2013 in Review

45 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q4 2013, worth a combined $62.6M — up 5.3% from $59.4M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SCM positions and 6 closed out — a net gain of 3 holders — while 17 added to existing stakes and 12 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $740K. The largest seller was BlackRock Institutional Trust, cutting an estimated $231K.

  • 45 institutional investors held Stellus Capital Investment Corp (SCM) as of Q4 2013, up from 42 in Q3 2013.
  • Funds reported $62.6M of Stellus Capital Investment Corp stock for Q4 2013, up 5.3% quarter-over-quarter.
  • 9 funds opened new Stellus Capital Investment Corp positions in Q4 2013 and 6 closed out, a net change of +3 holders.
  • The largest Stellus Capital Investment Corp buyer in Q4 2013 was Advisors Asset Management, an estimated $740K added.
  • The largest Stellus Capital Investment Corp seller in Q4 2013 was BlackRock Institutional Trust, an estimated $231K sold.

Based on aggregated 13F filings for Q4 2013.