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Stellus Capital Investment Corp

42 hedge funds and large institutions have $59.4M invested in Stellus Capital Investment Corp in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 21 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 7

1.52% more ownership

Funds ownership: 31.6%33.12% (+1.5%)

4% more capital invested

Capital invested by funds: $57.1M → $59.4M (+$2.38M)

0% more funds holding

Funds holding: 4242 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

Holders
42
Holders Change
Holders Change %
0%
% of All Funds
1.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
21
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MLICM
26
Metropolitan Life Insurance Company (MetLife)
New York
$159K
NFA
27
Nationwide Fund Advisors
Ohio
$142K +$28.1K +1,880 +25%
AIG
28
American International Group
New York
$121K +$29.3K +1,962 +32%
SO
29
STRS Ohio
Ohio
$84K
BA
30
BlackRock Advisors
Delaware
$83K +$1.76K +118 +2%
Barclays
31
Barclays
United Kingdom
$51K +$51.7K +3,462 +2,061%
Citigroup
32
Citigroup
New York
$33K -$46K -3,076 -58%
1IC
33
1919 Investment Counsel
Maryland
$26K
PSI
34
Pinnacle Summer Investments
Virginia
$18K +$18.5K +1,235 New
Ameriprise
35
Ameriprise
Minnesota
$11K
TRCT
36
Tower Research Capital (TRC)
New York
$7K -$10.6K -706 -59%
BlackRock
37
BlackRock
New York
$6K
California Public Employees Retirement System
38
California Public Employees Retirement System
California
$4K
Bank of America
39
Bank of America
North Carolina
$3K -$75.2K -5,032 -96%
AllianceBernstein
40
AllianceBernstein
Tennessee
$3K -$5.11K -342 -63%
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$3K +$2.84K +190 New
Manulife (Manufacturers Life Insurance)
42
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$160
RJFSA
43
Raymond James Financial Services Advisors
Florida
-$1.06M -70,520 Closed
Goldman Sachs
44
Goldman Sachs
New York
-$699K -46,634 Closed
GCP
45
GSA Capital Partners
United Kingdom
-$308K -20,566 Closed
Wells Fargo
46
Wells Fargo
California
-$30K -2,009 Closed

SCM Hedge Fund Activity: Q3 2013 in Review

42 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q3 2013, worth a combined $59.4M — up 4.2% from $57.1M a quarter earlier.

Fund positioning in SCM was balanced in Q3 2013: 4 funds opened new positions, 4 closed out, 21 added to existing stakes and 7 trimmed.

The largest buyer was Buckhead Capital Management, adding an estimated $1.44M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $1.06M sold.

  • 42 institutional investors held Stellus Capital Investment Corp (SCM) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $59.4M of Stellus Capital Investment Corp stock for Q3 2013, up 4.2% quarter-over-quarter.
  • 4 funds opened new Stellus Capital Investment Corp positions in Q3 2013 and 4 closed out, a net change of 0 holders.
  • The largest Stellus Capital Investment Corp buyer in Q3 2013 was Buckhead Capital Management, an estimated $1.44M added.
  • The largest Stellus Capital Investment Corp seller in Q3 2013 was Raymond James Financial Services Advisors, an estimated $1.06M sold.

Based on aggregated 13F filings for Q3 2013.