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First Trust NASDAQ 100 ex-Technology Sector Index Fund

29 hedge funds and large institutions have $62.1M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2018 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

8% more capital invested

Capital invested by funds: $57.3M → $62.1M (+$4.73M)

0.69% less ownership

Funds ownership: 65.68%64.99% (-0.69%)

15% less funds holding

Funds holding: 3429 (-5)

63% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 8

Holders
29
Holders Change
-5
Holders Change %
-14.71%
% of All Funds
0.66%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
7
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$18.6M +$1.52M +29,060 +9%
Morgan Stanley
2
Morgan Stanley
New York
$13.4M -$339K -6,506 -3%
UBS Group
3
UBS Group
Switzerland
$6.23M -$84.9K -1,628 -1%
RJA
4
Raymond James & Associates
Florida
$5.05M +$426K +8,163 +9%
Deutsche Bank
5
Deutsche Bank
Germany
$3.92M +$1.1M +21,121 +40%
NFC
6
Northeast Financial Consultants
Connecticut
$2.56M +$820K +15,721 +48%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$2.23M -$49.5K -949 -2%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.22M +$185K +3,547 +9%
OC
9
Oppenheimer & Co
New York
$1.64M +$28.1K +539 +2%
Jane Street
10
Jane Street
New York
$1.51M +$33.6K +644 +2%
Bank of America
11
Bank of America
North Carolina
$1.5M -$7.51K -144 -0.5%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.31M +$78.9K +1,513 +7%
CA
13
Cetera Advisors
Colorado
$635K -$29.6K -567 -5%
LPL Financial
14
LPL Financial
California
$562K +$55.2K +1,059 +11%
HFS
15
HL Financial Services
Kentucky
$428K +$173K +3,322 +70%
CFGS
16
Concourse Financial Group Securities
Alabama
$81K +$79.5K +1,524 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$49K -$116K -2,224 -71%
QCIG
18
Quad-Cities Investment Group
Iowa
$45K
Citigroup
19
Citigroup
New York
$30K
WWMSC
20
Wagner Wealth Management (South Carolina)
South Carolina
$25K
SWP
21
Stratos Wealth Partners
Ohio
$15K +$15.2K +291 New
BlackRock
22
BlackRock
New York
$12K
IA
23
IFP Advisors
Florida
$11K
TIM
24
Tortoise Investment Management
New York
$10K
US Bancorp
25
US Bancorp
Minnesota
$5K

QQXT Hedge Fund Activity: Q3 2018 in Review

29 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q3 2018, worth a combined $62.1M — up 8.3% from $57.3M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of QQXT and 3 opened new positions — a net loss of 5 holders — while 7 trimmed existing stakes and 10 added.

The largest buyer was Wells Fargo, adding an estimated $1.52M. The largest seller was Cornerstone Wealth Management, exiting entirely with an estimated $1.35M sold.

  • 29 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q3 2018, down from 34 in Q2 2018.
  • Funds reported $62.1M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q3 2018, up 8.3% quarter-over-quarter.
  • 3 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q3 2018 and 8 closed out, a net change of -5 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q3 2018 was Wells Fargo, an estimated $1.52M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q3 2018 was Cornerstone Wealth Management, an estimated $1.35M sold.

Based on aggregated 13F filings for Q3 2018.