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First Trust NASDAQ 100 ex-Technology Sector Index Fund

34 hedge funds and large institutions have $80.9M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

21% more capital invested

Capital invested by funds: $67.1M → $80.9M (+$13.8M)

10% more funds holding

Funds holding: 3134 (+3)

2.74% more ownership

Funds ownership: 64.16%66.9% (+2.7%)

Holders
34
Holders Change
+3
Holders Change %
+9.68%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
10
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$25.4M +$4.32M +64,596 +21%
Wells Fargo
2
Wells Fargo
California
$13.1M +$419K +6,268 +3%
Bank of America
3
Bank of America
North Carolina
$5.21M +$1.2M +18,015 +31%
CCP
4
Cardan Capital Partners
Colorado
$5.21M -$1.1M -16,426 -18%
UBS Group
5
UBS Group
Switzerland
$4.97M -$254K -3,794 -5%
RJA
6
Raymond James & Associates
Florida
$3.48M -$207K -3,099 -6%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$3.41M +$64.2K +960 +2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.31M -$1.1M -16,469 -25%
NFC
9
Northeast Financial Consultants
Connecticut
$2.86M
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$2.64M +$6.15K +92 +0.2%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.11M +$2.05M +30,746 New
OC
12
Oppenheimer & Co
New York
$1.99M +$164K +2,449 +9%
LPL Financial
13
LPL Financial
California
$1.63M -$4.81K -72 -0.3%
Truist Financial
14
Truist Financial
North Carolina
$1.05M -$6.48K -97 -0.6%
CAM
15
Columbia Asset Management
Michigan
$898K +$4.34K +65 +2%
Goldman Sachs
16
Goldman Sachs
New York
$869K
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$820K +$800K +11,972 New
Stifel Financial
18
Stifel Financial
Missouri
$518K +$505K +7,562 New
RJFSA
19
Raymond James Financial Services Advisors
Florida
$436K +$425K +6,357 New
CWM
20
Cornerstone Wealth Management
Missouri
$311K +$303K +4,536 New
NA
21
NewEdge Advisors
Louisiana
$239K +$234K +3,495 New
Osaic Holdings
22
Osaic Holdings
Arizona
$82K +$45.2K +677 +130%
CFGS
23
Concourse Financial Group Securities
Alabama
$71K
BFEC
24
Benjamin F. Edwards & Company
Missouri
$56K +$67 +1 +0.1%
HIA
25
Harbor Investment Advisory
Maryland
$50K +$67 +1 +0.1%

QQXT Hedge Fund Activity: Q3 2020 in Review

34 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q3 2020, worth a combined $80.9M — up 21% from $67.1M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new QQXT positions and 3 closed out — a net gain of 3 holders — while 10 added to existing stakes and 7 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $4.32M. The largest seller was Royal Bank of Canada, cutting an estimated $1.1M.

  • 34 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q3 2020, up from 31 in Q2 2020.
  • Funds reported $80.9M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q3 2020, up 21% quarter-over-quarter.
  • 6 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q3 2020 and 3 closed out, a net change of +3 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q3 2020 was Morgan Stanley, an estimated $4.32M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q3 2020 was Royal Bank of Canada, an estimated $1.1M sold.

Based on aggregated 13F filings for Q3 2020.