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First Trust NASDAQ 100 ex-Technology Sector Index Fund

39 hedge funds and large institutions have $96.7M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2021 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 8

3% less capital invested

Capital invested by funds: $100M → $96.7M (-$3.23M)

2.2% less ownership

Funds ownership: 66.57%64.36% (-2.2%)

9% less funds holding

Funds holding: 4339 (-4)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 4

Holders
39
Holders Change
-4
Holders Change %
-9.3%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
16
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.7M +$1.19M +13,548 +5%
Bank of America
2
Bank of America
North Carolina
$15.9M -$1.93M -22,030 -11%
Wells Fargo
3
Wells Fargo
California
$10.8M -$155K -1,769 -1%
CAM
4
Columbia Asset Management
Michigan
$5.74M +$89.6K +1,022 +3%
UBS Group
5
UBS Group
Switzerland
$5.51M +$163K +1,863 +3%
RJA
6
Raymond James & Associates
Florida
$5.11M -$138K -1,571 -3%
CCP
7
Cardan Capital Partners
Colorado
$4.48M -$59K -673 -1%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.92M -$2.99M -34,127 -43%
NFC
9
Northeast Financial Consultants
Connecticut
$3.59M
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$3.13M +$22.3K +254 +0.7%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$3.12M -$44.9K -512 -1%
OC
12
Oppenheimer & Co
New York
$2.68M +$418K +4,770 +18%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$1.67M +$30.2K +345 +2%
Truist Financial
14
Truist Financial
North Carolina
$1.36M +$262K +2,984 +23%
LPL Financial
15
LPL Financial
California
$1.26M +$361K +4,118 +39%
Goldman Sachs
16
Goldman Sachs
New York
$1.09M
KNW
17
Kesler Norman & Wride
Utah
$886K -$69.2K -789 -7%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$828K -$391K -4,461 -32%
AWM
19
AE Wealth Management
Kansas
$785K +$134K +1,527 +20%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$673K +$22.1K +252 +3%
Citadel Advisors
21
Citadel Advisors
Florida
$571K
Stifel Financial
22
Stifel Financial
Missouri
$268K +$48.1K +549 +21%
BFEC
23
Benjamin F. Edwards & Company
Missouri
$218K +$1.05K +12 +0.5%
Osaic Holdings
24
Osaic Holdings
Arizona
$127K +$88 +1 +0.1%
HIA
25
Harbor Investment Advisory
Maryland
$63K

QQXT Hedge Fund Activity: Q3 2021 in Review

39 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q3 2021, worth a combined $96.7M — down 3.2% from $100M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of QQXT and 0 opened new positions — a net loss of 4 holders — while 8 trimmed existing stakes and 16 added.

The largest buyer was Morgan Stanley, adding an estimated $1.19M. The largest seller was Royal Bank of Canada, cutting an estimated $2.99M.

  • 39 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q3 2021, down from 43 in Q2 2021.
  • Funds reported $96.7M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q3 2021, down 3.2% quarter-over-quarter.
  • 0 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q3 2021 and 4 closed out, a net change of -4 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q3 2021 was Morgan Stanley, an estimated $1.19M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q3 2021 was Royal Bank of Canada, an estimated $2.99M sold.

Based on aggregated 13F filings for Q3 2021.