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First Trust NASDAQ 100 ex-Technology Sector Index Fund

34 hedge funds and large institutions have $64M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2017 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

6% more funds holding

Funds holding: 3234 (+2)

6% more capital invested

Capital invested by funds: $60.6M → $64M (+$3.48M)

1.11% more ownership

Funds ownership: 61.51%62.62% (+1.1%)

17% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 12

Holders
34
Holders Change
+2
Holders Change %
+6.25%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
12
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$17.7M +$658K +13,922 +4%
Morgan Stanley
2
Morgan Stanley
New York
$12.4M +$262K +5,545 +2%
UBS Group
3
UBS Group
Switzerland
$6.3M +$604K +12,798 +11%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$4.59M -$348K -7,374 -7%
RJA
5
Raymond James & Associates
Florida
$4.18M +$94.5K +2,001 +2%
CA
6
Cetera Advisors
Colorado
$3.75M -$42.4K -898 -1%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$2.33M -$31.1K -659 -1%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.07M -$23.9K -505 -1%
OC
9
Oppenheimer & Co
New York
$1.75M +$404K +8,560 +31%
NFC
10
Northeast Financial Consultants
Connecticut
$1.58M
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.56M +$66.8K +1,414 +5%
Bank of America
12
Bank of America
North Carolina
$1.44M +$109K +2,312 +8%
TH
13
Timber Hill
Connecticut
$914K -$114K -2,416 -11%
MML Investors Services
14
MML Investors Services
Massachusetts
$873K +$135K +2,860 +19%
Goldman Sachs
15
Goldman Sachs
New York
$579K -$144K -3,045 -20%
Jane Street
16
Jane Street
New York
$509K -$29.6K -627 -6%
LPL Financial
17
LPL Financial
California
$377K -$5.86K -124 -2%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$331K +$142 +3 +0%
SG Americas Securities
19
SG Americas Securities
New York
$251K -$97.2K -2,058 -29%
PO
20
Private Ocean
California
$161K +$6.52K +138 +15%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$149K
IA
22
IFP Advisors
Florida
$28K -$20.5K -435 -43%
Citigroup
23
Citigroup
New York
$26K -$5.9K -125 -19%
WWMSC
24
Wagner Wealth Management (South Carolina)
South Carolina
$24K +$21.9K +464 New
SWP
25
Stratos Wealth Partners
Ohio
$14K +$13.7K +291 New

QQXT Hedge Fund Activity: Q4 2017 in Review

34 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q4 2017, worth a combined $64M — up 5.8% from $60.6M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new QQXT positions and 1 closed out — a net gain of 2 holders — while 10 added to existing stakes and 12 trimmed.

The largest buyer was Wells Fargo, adding an estimated $658K. The largest seller was Ameriprise, exiting entirely with an estimated $417K sold.

  • 34 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q4 2017, up from 32 in Q3 2017.
  • Funds reported $64M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q4 2017, up 5.8% quarter-over-quarter.
  • 3 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q4 2017 and 1 closed out, a net change of +2 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q4 2017 was Wells Fargo, an estimated $658K added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q4 2017 was Ameriprise, an estimated $417K sold.

Based on aggregated 13F filings for Q4 2017.