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First Trust NASDAQ 100 ex-Technology Sector Index Fund

33 hedge funds and large institutions have $61.1M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2018 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% less ownership

Funds ownership: 62.62%61.63% (-1%)

5% less capital invested

Capital invested by funds: $64M → $61.1M (-$2.96M)

3% less funds holding

Funds holding: 3433 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

50% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 12

Holders
33
Holders Change
-1
Holders Change %
-2.94%
% of All Funds
0.76%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$16.3M -$1.39M -27,659 -8%
Morgan Stanley
2
Morgan Stanley
New York
$13.3M +$996K +19,841 +8%
UBS Group
3
UBS Group
Switzerland
$5.86M -$425K -8,478 -7%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$4.42M -$156K -3,111 -3%
RJA
5
Raymond James & Associates
Florida
$4.27M +$110K +2,195 +3%
CA
6
Cetera Advisors
Colorado
$3.76M +$34.6K +690 +0.9%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$2.25M -$69.4K -1,383 -3%
OC
8
Oppenheimer & Co
New York
$1.68M -$65K -1,295 -4%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.61M -$469K -9,341 -22%
NFC
10
Northeast Financial Consultants
Connecticut
$1.57M
Bank of America
11
Bank of America
North Carolina
$1.47M +$38.3K +763 +3%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.18M -$382K -7,604 -24%
Deutsche Bank
13
Deutsche Bank
Germany
$824K +$856K +17,056 New
MML Investors Services
14
MML Investors Services
Massachusetts
$750K -$123K -2,445 -14%
LPL Financial
15
LPL Financial
California
$477K +$106K +2,114 +27%
TH
16
Timber Hill
Connecticut
$327K -$604K -12,035 -64%
Jane Street
17
Jane Street
New York
$218K -$299K -5,957 -57%
HFS
18
HL Financial Services
Kentucky
$213K +$221K +4,412 New
SG Americas Securities
19
SG Americas Securities
New York
$205K -$46.6K -928 -18%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$153K +$4.26K +85 +3%
WDL
21
Well Done LLC
Michigan
$71K +$73.9K +1,473 New
IA
22
IFP Advisors
Florida
$28K
Citigroup
23
Citigroup
New York
$26K
WWMSC
24
Wagner Wealth Management (South Carolina)
South Carolina
$22K
SWP
25
Stratos Wealth Partners
Ohio
$14K

QQXT Hedge Fund Activity: Q1 2018 in Review

33 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q1 2018, worth a combined $61.1M — down 4.6% from $64M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of QQXT and 4 opened new positions — a net loss of 1 holder — while 12 trimmed existing stakes and 6 added.

The largest buyer was Morgan Stanley, adding an estimated $996K. The largest seller was Wells Fargo, cutting an estimated $1.39M.

  • 33 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q1 2018, down from 34 in Q4 2017.
  • Funds reported $61.1M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q1 2018, down 4.6% quarter-over-quarter.
  • 4 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q1 2018 and 5 closed out, a net change of -1 holder.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q1 2018 was Morgan Stanley, an estimated $996K added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q1 2018 was Wells Fargo, an estimated $1.39M sold.

Based on aggregated 13F filings for Q1 2018.