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First Trust NASDAQ 100 ex-Technology Sector Index Fund

22 hedge funds and large institutions have $61.1M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 4

56% more capital invested

Capital invested by funds: $39.1M → $61.1M (+$22M)

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

5% more funds holding

Funds holding: 2122 (+1)

Holders
22
Holders Change
+1
Holders Change %
+4.76%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BTS
1
BB&T Securities
Virginia
$13.6M +$69.7K +2,229 +6%
Morgan Stanley
2
Morgan Stanley
New York
$13.2M +$1.8M +57,656 +17%
Wells Fargo
3
Wells Fargo
California
$11.7M +$1.87M +59,843 +20%
Bank of America
4
Bank of America
North Carolina
$7.13M +$1.48M +47,218 +27%
U
5
UBS
Switzerland
$5.63M +$373K +11,926 +7%
BCI
6
Brinker Capital Investments
Pennsylvania
$1.52M
RJA
7
Raymond James & Associates
Florida
$1.51M +$513K +16,401 +54%
JP Morgan Chase
8
JP Morgan Chase
New York
$1.37M +$125K +3,997 +10%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$1.27M +$1.23M +39,222 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.17M -$411K -13,134 -27%
LPL Financial
11
LPL Financial
California
$758K +$162K +5,191 +29%
B
12
Baird
Wisconsin
$512K +$494K +15,800 New
SNC
13
Stifel Nicolaus & Co
Missouri
$348K -$306K -9,781 -48%
OC
14
Oppenheimer & Co
New York
$335K +$45K +1,441 +16%
VFS
15
VSR Financial Services
Kansas
$323K +$312K +9,975 New
Ameriprise
16
Ameriprise
Minnesota
$315K +$91.3K +2,921 +43%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$226K -$1.42M -45,334 -87%
Deutsche Bank
18
Deutsche Bank
Germany
$154K -$1.31M -41,867 -90%
SMA
19
Simply Money Advisors
Ohio
$7K
TIM
20
Tortoise Investment Management
New York
$6K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$4K +$3.66K +117 New
NES
22
New England Securities
New York
$3K
RJFSA
23
Raymond James Financial Services Advisors
Florida
-$452K -15,353 Closed
TH
24
Timber Hill
Connecticut
-$289K -9,837 Closed
GI
25
Gradient Investments
Minnesota
-$1K -36 Closed

QQXT Hedge Fund Activity: Q3 2013 in Review

22 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q3 2013, worth a combined $61.1M — up 56% from $39.1M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new QQXT positions and 3 closed out — a net gain of 1 holder — while 10 added to existing stakes and 4 trimmed.

The largest buyer was Wells Fargo, adding an estimated $1.87M. The largest seller was Susquehanna International Group, cutting an estimated $1.42M.

  • 22 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q3 2013, up from 21 in Q2 2013.
  • Funds reported $61.1M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q3 2013, up 56% quarter-over-quarter.
  • 4 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q3 2013 and 3 closed out, a net change of +1 holder.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q3 2013 was Wells Fargo, an estimated $1.87M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q3 2013 was Susquehanna International Group, an estimated $1.42M sold.

Based on aggregated 13F filings for Q3 2013.