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First Trust NASDAQ 100 ex-Technology Sector Index Fund

22 hedge funds and large institutions have $61.1M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 4 reducing their positions, and 3 closing their positions.

Holders
22
Holders Change
+1
Holders Change %
+4.76%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
BTS
1
BB&T Securities
Virginia
$13.6M 41,968 +2,229 +6%
Morgan Stanley
2
Morgan Stanley
New York
$13.2M 406,224 +57,656 +17%
Wells Fargo
3
Wells Fargo
California
$11.7M 361,774 +59,843 +20%
Bank of America
4
Bank of America
North Carolina
$7.13M 220,192 +47,218 +27%
U
5
UBS
Switzerland
$5.63M 173,778 +11,926 +7%
BCI
6
Brinker Capital Investments
Pennsylvania
$1.52M 47,000
RJA
7
Raymond James & Associates
Florida
$1.51M 46,642 +16,401 +54%
JPMorgan Chase & Co
8
JPMorgan Chase & Co
New York
$1.37M 42,216 +3,997 +10%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$1.27M 39,222 +39,222 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.17M 36,138 -13,134 -27%
LPL Financial
11
LPL Financial
California
$758K 23,349 +5,191 +29%
B
12
Baird
Wisconsin
$512K 15,800 +15,800 New
SNC
13
Stifel Nicolaus & Co
Missouri
$348K 10,746 -9,781 -48%
OC
14
Oppenheimer & Co
New York
$335K 10,327 +1,441 +16%
VFS
15
VSR Financial Services
Kansas
$323K 9,975 +9,975 New
Ameriprise
16
Ameriprise
Minnesota
$315K 9,724 +2,921 +43%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$226K 6,956 -45,334 -87%
Deutsche Bank
18
Deutsche Bank
Germany
$154K 4,800 -41,867 -90%
SMA
19
Simply Money Advisors
Ohio
$7K 220
TIM
20
Tortoise Investment Management
New York
$6K 190
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$4K 117 +117 New
NES
22
New England Securities
New York
$3K 100
RJFSA
23
Raymond James Financial Services Advisors
Florida
-15,353 Closed
TH
24
Timber Hill
Connecticut
-9,837 Closed
GI
25
Gradient Investments
Minnesota
-36 Closed