We are live on ! Find out more
QQXT icon

First Trust NASDAQ 100 ex-Technology Sector Index Fund

42 hedge funds and large institutions have $109M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

157% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 7

39% more capital invested

Capital invested by funds: $78.3M → $109M (+$30.3M)

17% more funds holding

Funds holding: 3642 (+6)

Holders
42
Holders Change
+6
Holders Change %
+16.67%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
18
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.6M +$6.04M +147,102 +27%
Wells Fargo
2
Wells Fargo
California
$26.9M +$9.85M +239,729 +59%
UBS Group
3
UBS Group
Switzerland
$11.6M +$1.41M +34,330 +14%
Bank of America
4
Bank of America
North Carolina
$8.43M +$725K +17,646 +10%
RJA
5
Raymond James & Associates
Florida
$4.84M +$643K +15,646 +15%
CA
6
Cetera Advisors
Colorado
$3.48M +$50K +1,218 +1%
JP Morgan Chase
7
JP Morgan Chase
New York
$3.26M -$450K -10,947 -12%
IAS
8
IMA Advisory Services
Colorado
$2.62M +$2.66M +64,664 New
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$2.37M -$55.6K -1,354 -2%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$2M -$660K -16,060 -25%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.74M -$44.1K -1,074 -2%
WA
12
WESPAC Advisors
California
$1.57M +$1.56M +37,855 New
DADC
13
D.A. Davidson & Co
Montana
$1.36M +$1.35M +32,751 New
NFC
14
Northeast Financial Consultants
Connecticut
$1.35M
OC
15
Oppenheimer & Co
New York
$1.26M +$325K +7,907 +35%
PFG
16
Pacific Financial Group
Washington
$1.16M -$2.22K -54 -0.2%
LPL Financial
17
LPL Financial
California
$1.1M +$621K +15,127 +125%
Citigroup
18
Citigroup
New York
$795K +$155K +3,778 +25%
Ameriprise
19
Ameriprise
Minnesota
$793K +$155K +3,775 +25%
BRWM
20
B. Riley Wealth Management
Tennessee
$609K +$194K +4,729 +47%
Stifel Financial
21
Stifel Financial
Missouri
$563K -$268K -6,511 -32%
HFS
22
HL Financial Services
Kentucky
$532K +$527K +12,821 New
IH
23
IFC Holdings
Florida
$393K +$12.5K +304 +3%
Citadel Advisors
24
Citadel Advisors
Florida
$349K +$346K +8,415 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$290K +$39.7K +966 +16%

QQXT Hedge Fund Activity: Q4 2015 in Review

42 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q4 2015, worth a combined $109M — up 39% from $78.3M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new QQXT positions and 3 closed out — a net gain of 6 holders — while 18 added to existing stakes and 7 trimmed.

The largest buyer was Wells Fargo, adding an estimated $9.85M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $701K sold.

  • 42 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q4 2015, up from 36 in Q3 2015.
  • Funds reported $109M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q4 2015, up 39% quarter-over-quarter.
  • 9 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q4 2015 and 3 closed out, a net change of +6 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q4 2015 was Wells Fargo, an estimated $9.85M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q4 2015 was Susquehanna International Group, an estimated $701K sold.

Based on aggregated 13F filings for Q4 2015.