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First Trust NASDAQ 100 ex-Technology Sector Index Fund

32 hedge funds and large institutions have $60.6M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2017 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.33% more ownership

Funds ownership: 60.18%61.51% (+1.3%)

0% more first-time investments, than exits

New positions opened: 1 | Existing positions closed: 1

0% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 10

1% less capital invested

Capital invested by funds: $61.2M → $60.6M (-$693K)

6% less funds holding

Funds holding: 3432 (-2)

Holders
32
Holders Change
-2
Holders Change %
-5.88%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
10
Reduced
10
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$16.4M -$175K -3,765 -1%
Morgan Stanley
2
Morgan Stanley
New York
$11.7M +$618K +13,273 +6%
UBS Group
3
UBS Group
Switzerland
$5.47M +$122K +2,633 +2%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$4.77M -$249K -5,347 -5%
RJA
5
Raymond James & Associates
Florida
$3.93M -$1.9M -40,813 -33%
CA
6
Cetera Advisors
Colorado
$3.65M -$57.9K -1,244 -2%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$2.28M +$13.9K +299 +0.6%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.02M +$1.41M +30,266 +235%
NFC
9
Northeast Financial Consultants
Connecticut
$1.52M
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.44M +$97.1K +2,087 +7%
OC
11
Oppenheimer & Co
New York
$1.29M +$68.9K +1,482 +6%
Bank of America
12
Bank of America
North Carolina
$1.28M +$39.1K +840 +3%
TH
13
Timber Hill
Connecticut
$993K -$33.6K -722 -3%
MML Investors Services
14
MML Investors Services
Massachusetts
$707K +$50.9K +1,095 +8%
Goldman Sachs
15
Goldman Sachs
New York
$700K
Jane Street
16
Jane Street
New York
$519K -$1.16M -24,884 -69%
Ameriprise
17
Ameriprise
Minnesota
$417K -$2.28K -49 -0.5%
LPL Financial
18
LPL Financial
California
$368K -$44.2K -950 -11%
SG Americas Securities
19
SG Americas Securities
New York
$339K -$46.3K -996 -12%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$319K +$47 +1 +0%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$144K
PO
22
Private Ocean
California
$130K
IA
23
IFP Advisors
Florida
$47K +$42.1K +906 +906%
Citigroup
24
Citigroup
New York
$31K
BlackRock
25
BlackRock
New York
$11K

QQXT Hedge Fund Activity: Q3 2017 in Review

32 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q3 2017, worth a combined $60.6M — down 1.1% from $61.2M a quarter earlier.

Fund positioning in QQXT was balanced in Q3 2017: 1 fund opened new positions, 1 closed out, 10 added to existing stakes and 10 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $1.41M. The largest seller was Raymond James & Associates, cutting an estimated $1.9M.

  • 32 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q3 2017, down from 34 in Q2 2017.
  • Funds reported $60.6M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q3 2017, down 1.1% quarter-over-quarter.
  • 1 fund opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q3 2017 and 1 closed out, a net change of 0 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q3 2017 was Susquehanna International Group, an estimated $1.41M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q3 2017 was Raymond James & Associates, an estimated $1.9M sold.

Based on aggregated 13F filings for Q3 2017.