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First Trust NASDAQ 100 ex-Technology Sector Index Fund

36 hedge funds and large institutions have $78.3M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2015 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 10 reducing their positions, and 1 closing their positions.

Holders
36
Holders Change
+5
Holders Change %
+16.13%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
11
Reduced
10
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$20.8M 542,363 +60,685 +13%
Wells Fargo
2
Wells Fargo
California
$15.6M 408,642 -6,815 -2%
UBS Group
3
UBS Group
Switzerland
$9.42M 246,049 +962 +0.4%
Bank of America
4
Bank of America
North Carolina
$7.11M 185,627 -50,053 -21%
RJA
5
Raymond James & Associates
Florida
$3.87M 101,001 +15,224 +18%
JPMorgan Chase & Co
6
JPMorgan Chase & Co
New York
$3.43M 89,643 +1,142 +1%
CA
7
Cetera Advisors
Colorado
$3.16M 82,536 +23,504 +40%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.46M 64,236 +53,808 +516%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$2.24M 58,595 +464 +0.8%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.65M 43,078 -22,104 -34%
NFC
11
Northeast Financial Consultants
Connecticut
$1.24M 32,500
PFG
12
Pacific Financial Group
Washington
$1.07M 28,032 +2,479 +10%
OC
13
Oppenheimer & Co
New York
$860K 22,475 -3,214 -13%
Stifel Financial
14
Stifel Financial
Missouri
$769K 20,099 -274 -1%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$701K 18,308 +18,308 New
Citigroup
16
Citigroup
New York
$589K 15,399 -3,019 -16%
Ameriprise
17
Ameriprise
Minnesota
$587K 15,347 -378 -2%
Goldman Sachs
18
Goldman Sachs
New York
$508K 13,269 +7,221 +119%
LPL Financial
19
LPL Financial
California
$482K 12,106 -1,156 -9%
BRWM
20
B. Riley Wealth Management
Tennessee
$381K 9,965 +9,965 New
IH
21
IFC Holdings
Florida
$360K 9,204 +9,204 New
Jane Street
22
Jane Street
New York
$313K 8,180 -10,845 -57%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$231K 6,024
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$137K 3,576 +1,000 +39%
AIM
25
Advantage Investment Management
Iowa
$122K 3,176 +3,176 New