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First Trust NASDAQ 100 ex-Technology Sector Index Fund

27 hedge funds and large institutions have $60.1M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2019 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 11 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 5

0.53% less ownership

Funds ownership: 66.5%65.97% (-0.53%)

5% less capital invested

Capital invested by funds: $63.3M → $60.1M (-$3.19M)

7% less funds holding

Funds holding: 2927 (-2)

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
27
Holders Change
-2
Holders Change %
-6.9%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
11
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.8M -$270K -4,975 -2%
Wells Fargo
2
Wells Fargo
California
$14M -$1.39M -25,673 -9%
UBS Group
3
UBS Group
Switzerland
$6M +$10.4K +191 +0.2%
RJA
4
Raymond James & Associates
Florida
$3.64M -$267K -4,921 -7%
Bank of America
5
Bank of America
North Carolina
$3.63M +$171K +3,155 +5%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$3.17M +$2.35M +43,299 +268%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.89M +$1.1M +20,357 +60%
NFC
8
Northeast Financial Consultants
Connecticut
$2.23M
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$2.15M -$143K -2,643 -6%
OC
10
Oppenheimer & Co
New York
$1.91M +$20.1K +370 +1%
Citadel Advisors
11
Citadel Advisors
Florida
$1.12M +$365K +6,729 +47%
SB
12
Suntrust Banks
Georgia
$829K -$112K -2,057 -10%
LPL Financial
13
LPL Financial
California
$602K +$22.7K +418 +4%
CAM
14
Columbia Asset Management
Michigan
$598K +$172K +3,168 New
CA
15
Cetera Advisors
Colorado
$296K
CFGS
16
Concourse Financial Group Securities
Alabama
$112K +$11.1K +204 +11%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$49K
US Bancorp
18
US Bancorp
Minnesota
$49K +$44.7K +825 +825%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$44K +$27.1K +500 +159%
Citigroup
20
Citigroup
New York
$30K
QCIG
21
Quad-Cities Investment Group
Iowa
$23K
NFG
22
Next Financial Group
Texas
$21K
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$15K +$1.52K +28 +11%
BlackRock
24
BlackRock
New York
$12K
FANJ
25
Financial Architects (New Jersey)
New Jersey
$11K

QQXT Hedge Fund Activity: Q3 2019 in Review

27 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q3 2019, worth a combined $60.1M — down 5% from $63.3M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of QQXT and 1 opened new positions — a net loss of 2 holders — while 5 trimmed existing stakes and 11 added.

The largest buyer was Baird Financial Group, adding an estimated $2.35M. The largest seller was Deutsche Bank, exiting entirely with an estimated $3.73M sold.

  • 27 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q3 2019, down from 29 in Q2 2019.
  • Funds reported $60.1M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q3 2019, down 5% quarter-over-quarter.
  • 1 fund opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q3 2019 and 3 closed out, a net change of -2 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q3 2019 was Baird Financial Group, an estimated $2.35M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q3 2019 was Deutsche Bank, an estimated $3.73M sold.

Based on aggregated 13F filings for Q3 2019.