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First Trust NASDAQ 100 ex-Technology Sector Index Fund

31 hedge funds and large institutions have $49M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2018 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

7% more funds holding

Funds holding: 2931 (+2)

1.83% less ownership

Funds ownership: 64.99%63.16% (-1.8%)

21% less capital invested

Capital invested by funds: $62.1M → $49M (-$13.1M)

Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
9
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.8M +$1.34M +27,311 +11%
Wells Fargo
2
Wells Fargo
California
$9.92M -$6.48M -132,580 -38%
UBS Group
3
UBS Group
Switzerland
$5.41M +$52.3K +1,070 +0.9%
RJA
4
Raymond James & Associates
Florida
$4.87M +$553K +11,315 +12%
Bank of America
5
Bank of America
North Carolina
$3.1M +$1.94M +39,780 +141%
NFC
6
Northeast Financial Consultants
Connecticut
$2.3M +$104K +2,125 +4%
Deutsche Bank
7
Deutsche Bank
Germany
$2.24M -$1.2M -24,638 -33%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$2M +$80.4K +1,645 +4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.49M +$387K +7,909 +32%
OC
10
Oppenheimer & Co
New York
$1.22M -$202K -4,122 -13%
SB
11
Suntrust Banks
Georgia
$930K +$1.01M +20,654 New
CA
12
Cetera Advisors
Colorado
$491K -$59K -1,206 -10%
HFS
13
HL Financial Services
Kentucky
$477K +$116K +2,368 +29%
Jane Street
14
Jane Street
New York
$463K -$895K -18,300 -64%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$443K -$1.57M -32,053 -77%
LPL Financial
16
LPL Financial
California
$418K -$69.9K -1,429 -13%
CFGS
17
Concourse Financial Group Securities
Alabama
$86K +$18.4K +377 +25%
CC
18
Claybrook Capital
Massachusetts
$69K +$73.4K +1,501 New
WDL
19
Well Done LLC
Michigan
$69K +$73.4K +1,501 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$43K
QCIG
21
Quad-Cities Investment Group
Iowa
$38K
GCA
22
Genesee Capital Advisors
New York
$31K +$33.5K +686 New
Citigroup
23
Citigroup
New York
$26K
WTC
24
WhitTier Trust Company
Nevada
$23K +$24.7K +505 New
WCM
25
WealthBridge Capital Management
Ohio
$22K +$23.4K +479 New

QQXT Hedge Fund Activity: Q4 2018 in Review

31 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q4 2018, worth a combined $49M — down 21% from $62.1M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new QQXT positions and 3 closed out — a net gain of 3 holders — while 9 added to existing stakes and 7 trimmed.

The largest buyer was Bank of America, adding an estimated $1.94M. The largest seller was Wells Fargo, cutting an estimated $6.48M.

  • 31 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q4 2018, up from 29 in Q3 2018.
  • Funds reported $49M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q4 2018, down 21% quarter-over-quarter.
  • 6 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q4 2018 and 3 closed out, a net change of +3 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q4 2018 was Bank of America, an estimated $1.94M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q4 2018 was Wells Fargo, an estimated $6.48M sold.

Based on aggregated 13F filings for Q4 2018.