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First Trust NASDAQ 100 ex-Technology Sector Index Fund

40 hedge funds and large institutions have $85.2M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2021 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

3% more funds holding

Funds holding: 3940 (+1)

4.11% less ownership

Funds ownership: 64.36%60.25% (-4.1%)

12% less capital invested

Capital invested by funds: $96.7M → $85.2M (-$11.5M)

50% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 16

Holders
40
Holders Change
+1
Holders Change %
+2.56%
% of All Funds
0.62%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
8
Reduced
16
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.3M -$1.1M -12,594 -5%
Wells Fargo
2
Wells Fargo
California
$11.4M +$227K +2,588 +2%
UBS Group
3
UBS Group
Switzerland
$5.52M -$162K -1,855 -3%
CAM
4
Columbia Asset Management
Michigan
$5.51M -$19.4K -222 -0.6%
RJA
5
Raymond James & Associates
Florida
$5.21M -$59.4K -679 -1%
Bank of America
6
Bank of America
North Carolina
$4.03M -$12.2M -139,392 -75%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.89M -$154K -1,757 -4%
NFC
8
Northeast Financial Consultants
Connecticut
$3.7M
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$3.2M -$32.3K -369 -1%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$3.02M -$195K -2,224 -6%
Goldman Sachs
11
Goldman Sachs
New York
$2.69M +$1.54M +17,629 +139%
OC
12
Oppenheimer & Co
New York
$1.96M -$801K -9,148 -29%
PPWM
13
Paragon Private Wealth Management
Kentucky
$1.95M +$1.92M +21,961 New
Baird Financial Group
14
Baird Financial Group
Wisconsin
$1.7M -$21.4K -245 -1%
Truist Financial
15
Truist Financial
North Carolina
$1.43M +$23.3K +266 +2%
MML Investors Services
16
MML Investors Services
Massachusetts
$1.36M +$1.34M +15,320 New
LPL Financial
17
LPL Financial
California
$1.22M -$84.4K -964 -7%
KNW
18
Kesler Norman & Wride
Utah
$877K -$36.4K -416 -4%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$870K +$15.8K +180 +2%
AWM
20
AE Wealth Management
Kansas
$782K -$27K -308 -3%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$700K +$5.43K +62 +0.8%
Stifel Financial
22
Stifel Financial
Missouri
$611K +$330K +3,771 +121%
Citadel Advisors
23
Citadel Advisors
Florida
$549K -$39.4K -450 -7%
BFEC
24
Benjamin F. Edwards & Company
Missouri
$245K +$19.4K +222 +9%
Osaic Holdings
25
Osaic Holdings
Arizona
$131K

QQXT Hedge Fund Activity: Q4 2021 in Review

40 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q4 2021, worth a combined $85.2M — down 12% from $96.7M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new QQXT positions and 3 closed out — a net gain of 2 holders — while 8 added to existing stakes and 16 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $1.54M. The largest seller was Bank of America, cutting an estimated $12.2M.

  • 40 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q4 2021, up from 39 in Q3 2021.
  • Funds reported $85.2M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q4 2021, down 12% quarter-over-quarter.
  • 5 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q4 2021 and 3 closed out, a net change of +2 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q4 2021 was Goldman Sachs, an estimated $1.54M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q4 2021 was Bank of America, an estimated $12.2M sold.

Based on aggregated 13F filings for Q4 2021.