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First Trust NASDAQ 100 ex-Technology Sector Index Fund

46 hedge funds and large institutions have $105M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2016 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

10% more funds holding

Funds holding: 4246 (+4)

3% less capital invested

Capital invested by funds: $109M → $105M (-$3.48M)

13% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 15

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
46
Holders Change
+4
Holders Change %
+9.52%
% of All Funds
1.23%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
9
Increased
13
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$29.2M +$2M +52,590 +8%
Wells Fargo
2
Wells Fargo
California
$21.5M -$3.89M -102,330 -16%
UBS Group
3
UBS Group
Switzerland
$9.75M -$1.26M -33,013 -12%
RJA
4
Raymond James & Associates
Florida
$6.64M +$1.97M +51,813 +44%
Bank of America
5
Bank of America
North Carolina
$4.41M -$3.48M -91,421 -45%
CA
6
Cetera Advisors
Colorado
$3.46M +$153K +4,017 +5%
LPL Financial
7
LPL Financial
California
$3.15M +$2.02M +52,985 +195%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$3.03M +$2.93M +76,920 New
IAS
9
IMA Advisory Services
Colorado
$2.49M
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$2.18M -$74.2K -1,951 -3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.1M +$431K +11,317 +27%
SG Americas Securities
12
SG Americas Securities
New York
$2.07M +$1.99M +52,375 New
JP Morgan Chase
13
JP Morgan Chase
New York
$1.6M -$1.45M -38,050 -48%
DADC
14
D.A. Davidson & Co
Montana
$1.49M +$192K +5,055 +15%
Citadel Advisors
15
Citadel Advisors
Florida
$1.3M +$937K +24,616 +293%
Goldman Sachs
16
Goldman Sachs
New York
$1.29M +$1.24M +32,625 New
NFC
17
Northeast Financial Consultants
Connecticut
$1.16M -$114K -3,000 -9%
OC
18
Oppenheimer & Co
New York
$1.12M -$71.9K -1,889 -6%
SFI
19
SPC Financial Inc
Maryland
$1.09M +$1.06M +27,750 New
BRWM
20
B. Riley Wealth Management
Tennessee
$1.02M +$427K +11,218 +76%
VKH
21
Virtu KCG Holdings
New York
$938K +$905K +23,791 New
Ameriprise
22
Ameriprise
Minnesota
$589K -$156K -4,109 -21%
Jane Street
23
Jane Street
New York
$568K +$548K +14,414 New
HFS
24
HL Financial Services
Kentucky
$497K -$8.26K -217 -2%
Stifel Financial
25
Stifel Financial
Missouri
$442K -$89.8K -2,360 -17%

QQXT Hedge Fund Activity: Q1 2016 in Review

46 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q1 2016, worth a combined $105M — down 3.2% from $109M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new QQXT positions and 4 closed out — a net gain of 5 holders — while 13 added to existing stakes and 15 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $2.93M. The largest seller was Wells Fargo, cutting an estimated $3.89M.

  • 46 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q1 2016, up from 42 in Q4 2015.
  • Funds reported $105M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q1 2016, down 3.2% quarter-over-quarter.
  • 9 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q1 2016 and 4 closed out, a net change of +5 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q1 2016 was Susquehanna International Group, an estimated $2.93M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q1 2016 was Wells Fargo, an estimated $3.89M sold.

Based on aggregated 13F filings for Q1 2016.