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First Trust NASDAQ 100 ex-Technology Sector Index Fund

35 hedge funds and large institutions have $61M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

59.1% more ownership

Funds ownership: 0%59.1% (+59%)

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

5% less funds holding

Funds holding: 3735 (-2)

10% less capital invested

Capital invested by funds: $67.5M → $61M (-$6.57M)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
35
Holders Change
-2
Holders Change %
-5.41%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$18.7M +$1.5M +37,187 +9%
Morgan Stanley
2
Morgan Stanley
New York
$16.4M -$2.98M -73,973 -15%
UBS Group
3
UBS Group
Switzerland
$6.6M -$936K -23,219 -12%
CA
4
Cetera Advisors
Colorado
$3.37M +$132K +3,281 +4%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$1.97M -$101K -2,508 -5%
RJA
6
Raymond James & Associates
Florida
$1.92M -$452K -11,226 -19%
Citadel Advisors
7
Citadel Advisors
Florida
$1.81M +$1.49M +36,912 +466%
Bank of America
8
Bank of America
North Carolina
$1.47M -$61.6K -1,529 -4%
NFC
9
Northeast Financial Consultants
Connecticut
$1.31M
TH
10
Timber Hill
Connecticut
$914K +$8.95K +222 +1%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$886K -$1.01M -25,091 -53%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$882K -$2.02M -50,049 -70%
VKH
13
Virtu KCG Holdings
New York
$776K +$6.37K +158 +0.8%
Goldman Sachs
14
Goldman Sachs
New York
$716K +$219K +5,434 +44%
OC
15
Oppenheimer & Co
New York
$666K -$138K -3,437 -17%
Jane Street
16
Jane Street
New York
$517K +$515K +12,786 New
LPL Financial
17
LPL Financial
California
$481K -$97.9K -2,430 -17%
MFS
18
MSI Financial Services
Massachusetts
$470K +$90.1K +2,235 +24%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$338K +$6.45K +160 +2%
TSS
20
Two Sigma Securities
New York
$211K +$210K +5,217 New
SG Americas Securities
21
SG Americas Securities
New York
$106K -$852K -21,146 -89%
PO
22
Private Ocean
California
$106K +$121 +3 +0.3%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$100K
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$55K +$81 +2 +0.1%
DADC
25
D.A. Davidson & Co
Montana
$50K -$1.43M -35,533 -97%

QQXT Hedge Fund Activity: Q4 2016 in Review

35 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q4 2016, worth a combined $61M — down 9.7% from $67.5M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of QQXT and 3 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 10 added.

The largest buyer was Wells Fargo, adding an estimated $1.5M. The largest seller was Morgan Stanley, cutting an estimated $2.98M.

  • 35 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q4 2016, down from 37 in Q3 2016.
  • Funds reported $61M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q4 2016, down 9.7% quarter-over-quarter.
  • 3 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q4 2016 and 5 closed out, a net change of -2 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q4 2016 was Wells Fargo, an estimated $1.5M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q4 2016 was Morgan Stanley, an estimated $2.98M sold.

Based on aggregated 13F filings for Q4 2016.