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First Trust NASDAQ 100 ex-Technology Sector Index Fund

41 hedge funds and large institutions have $81.1M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% less funds holding

Funds holding: 4641 (-5)

23% less capital invested

Capital invested by funds: $105M → $81.1M (-$24M)

50% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 8

55% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 20

Holders
41
Holders Change
-5
Holders Change %
-10.87%
% of All Funds
1.09%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
9
Reduced
20
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$25.2M -$3.6M -91,697 -12%
Wells Fargo
2
Wells Fargo
California
$17.6M -$3.62M -92,135 -17%
UBS Group
3
UBS Group
Switzerland
$7.39M -$2.23M -56,958 -23%
RJA
4
Raymond James & Associates
Florida
$4.04M -$2.53M -64,408 -38%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$3.23M +$237K +6,048 +8%
CA
6
Cetera Advisors
Colorado
$3.19M -$213K -5,431 -6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.89M +$831K +21,177 +40%
Goldman Sachs
8
Goldman Sachs
New York
$2.42M +$1.17M +29,770 +91%
Bank of America
9
Bank of America
North Carolina
$1.71M -$2.66M -67,704 -61%
JP Morgan Chase
10
JP Morgan Chase
New York
$1.42M -$167K -4,262 -10%
LPL Financial
11
LPL Financial
California
$1.35M -$1.79M -45,742 -57%
DADC
12
D.A. Davidson & Co
Montana
$1.34M -$125K -3,196 -8%
NFC
13
Northeast Financial Consultants
Connecticut
$1.15M
SFI
14
SPC Financial Inc
Maryland
$1.08M
VKH
15
Virtu KCG Holdings
New York
$922K -$1.14K -29 -0.1%
TH
16
Timber Hill
Connecticut
$838K +$848K +21,599 New
SG Americas Securities
17
SG Americas Securities
New York
$836K -$1.21M -30,896 -59%
SG
18
Societe Generale
$836K +$843K +21,479 New
OC
19
Oppenheimer & Co
New York
$787K -$322K -8,209 -29%
Jane Street
20
Jane Street
New York
$545K -$14.8K -377 -3%
IH
21
IFC Holdings
Florida
$448K +$39.6K +1,010 +10%
Citadel Advisors
22
Citadel Advisors
Florida
$397K -$896K -22,826 -69%
Ameriprise
23
Ameriprise
Minnesota
$364K -$221K -5,629 -37%
MFS
24
MSI Financial Services
Massachusetts
$348K +$62.7K +1,597 +22%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$312K -$50.5K -1,287 -14%

QQXT Hedge Fund Activity: Q2 2016 in Review

41 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q2 2016, worth a combined $81.1M — down 23% from $105M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of QQXT and 4 opened new positions — a net loss of 4 holders — while 20 trimmed existing stakes and 9 added.

The largest buyer was Goldman Sachs, adding an estimated $1.17M. The largest seller was Wells Fargo, cutting an estimated $3.62M.

  • 41 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q2 2016, down from 46 in Q1 2016.
  • Funds reported $81.1M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q2 2016, down 23% quarter-over-quarter.
  • 4 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q2 2016 and 8 closed out, a net change of -4 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q2 2016 was Goldman Sachs, an estimated $1.17M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q2 2016 was Wells Fargo, an estimated $3.62M sold.

Based on aggregated 13F filings for Q2 2016.