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First Trust NASDAQ 100 ex-Technology Sector Index Fund

28 hedge funds and large institutions have $72.2M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2014 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

200% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 4

22% more funds holding

Funds holding: 2328 (+5)

7% more capital invested

Capital invested by funds: $67.7M → $72.2M (+$4.45M)

Holders
28
Holders Change
+5
Holders Change %
+21.74%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
12
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.3M +$464K +13,169 +3%
BTS
2
BB&T Securities
Virginia
$14.7M -$2.57K -73 -0.2%
Wells Fargo
3
Wells Fargo
California
$12.8M +$232K +6,603 +2%
U
4
UBS
Switzerland
$8.14M +$1.3M +36,845 +19%
Bank of America
5
Bank of America
North Carolina
$5.81M +$389K +11,045 +7%
RJA
6
Raymond James & Associates
Florida
$2.81M +$419K +11,904 +17%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.83M +$1.14M +32,250 +156%
BCI
8
Brinker Capital Investments
Pennsylvania
$1.63M
Deutsche Bank
9
Deutsche Bank
Germany
$1.62M -$574K -16,303 -26%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.59M +$179K +5,076 +12%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.44M +$28.4K +806 +2%
NFC
12
Northeast Financial Consultants
Connecticut
$975K +$993K +28,200 New
LPL Financial
13
LPL Financial
California
$941K +$149K +4,237 +18%
CS
14
Credit Suisse
Switzerland
$536K +$546K +15,509 New
JP Morgan Chase
15
JP Morgan Chase
New York
$399K -$74.3K -2,109 -15%
OC
16
Oppenheimer & Co
New York
$388K -$10.8K -308 -3%
Ameriprise
17
Ameriprise
Minnesota
$349K +$15K +425 +4%
Stifel Financial
18
Stifel Financial
Missouri
$310K +$315K +8,960 New
SB
19
Suntrust Banks
Georgia
$270K +$72K +2,045 +35%
VKH
20
Virtu KCG Holdings
New York
$223K +$227K +6,444 New
PO
21
Private Ocean
California
$67K
Creative Planning
22
Creative Planning
Kansas
$17K
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$16K +$16.5K +470 New
Bessemer Group
24
Bessemer Group
New Jersey
$13K +$12.9K +365 New
TRCT
25
Tower Research Capital (TRC)
New York
$13K +$13.6K +386 New

QQXT Hedge Fund Activity: Q1 2014 in Review

28 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q1 2014, worth a combined $72.2M — up 6.6% from $67.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new QQXT positions and 2 closed out — a net gain of 5 holders — while 12 added to existing stakes and 4 trimmed.

The largest buyer was UBS, adding an estimated $1.3M. The largest seller was Baird, exiting entirely with an estimated $610K sold.

  • 28 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q1 2014, up from 23 in Q4 2013.
  • Funds reported $72.2M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q1 2014, up 6.6% quarter-over-quarter.
  • 7 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q1 2014 and 2 closed out, a net change of +5 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q1 2014 was UBS, an estimated $1.3M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q1 2014 was Baird, an estimated $610K sold.

Based on aggregated 13F filings for Q1 2014.