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First Trust NASDAQ 100 ex-Technology Sector Index Fund

34 hedge funds and large institutions have $60.9M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

0% less capital invested

Capital invested by funds: $61M → $60.9M (-$80K)

3% less funds holding

Funds holding: 3534 (-1)

5.72% less ownership

Funds ownership: 59.1%53.38% (-5.7%)

46% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 13

Holders
34
Holders Change
-1
Holders Change %
-2.86%
% of All Funds
0.85%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
7
Reduced
13
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$15.8M -$4.71M -108,531 -23%
Morgan Stanley
2
Morgan Stanley
New York
$11.1M -$6.89M -158,709 -39%
UBS Group
3
UBS Group
Switzerland
$6.56M -$720K -16,586 -10%
RJA
4
Raymond James & Associates
Florida
$5.67M +$3.44M +79,296 +167%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.05M +$3.93M +90,563 New
CA
6
Cetera Advisors
Colorado
$3.68M -$47.6K -1,097 -1%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$2.16M -$19.1K -440 -0.9%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.81M +$803K +18,499 +84%
Bank of America
9
Bank of America
North Carolina
$1.48M -$134K -3,077 -8%
NFC
10
Northeast Financial Consultants
Connecticut
$1.45M
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.17M +$185K +4,262 +20%
OC
12
Oppenheimer & Co
New York
$1.07M +$325K +7,482 +45%
TH
13
Timber Hill
Connecticut
$989K -$21.2K -489 -2%
Citadel Advisors
14
Citadel Advisors
Florida
$797K -$1.17M -26,994 -60%
VKH
15
Virtu KCG Holdings
New York
$726K -$128K -2,949 -15%
Goldman Sachs
16
Goldman Sachs
New York
$669K -$120K -2,767 -16%
Ameriprise
17
Ameriprise
Minnesota
$415K +$404K +9,294 New
LPL Financial
18
LPL Financial
California
$393K -$127K -2,925 -25%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$304K -$68.2K -1,570 -19%
SG Americas Securities
20
SG Americas Securities
New York
$149K +$30.2K +695 +26%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$138K +$26.1K +600 +24%
PO
22
Private Ocean
California
$118K +$87 +2 +0.2%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$61K
Citigroup
24
Citigroup
New York
$30K
WA
25
WFG Advisors
Texas
$25K

QQXT Hedge Fund Activity: Q1 2017 in Review

34 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q1 2017, worth a combined $60.9M — down 0.13% from $61M a quarter earlier.

Fund positioning in QQXT was balanced in Q1 2017: 4 funds opened new positions, 4 closed out, 7 added to existing stakes and 13 trimmed.

The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $3.93M. The largest seller was Morgan Stanley, cutting an estimated $6.89M.

  • 34 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q1 2017, down from 35 in Q4 2016.
  • Funds reported $60.9M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q1 2017, down 0.13% quarter-over-quarter.
  • 4 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q1 2017 and 4 closed out, a net change of 0 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q1 2017 was Raymond James Financial Services Advisors, an estimated $3.93M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q1 2017 was Morgan Stanley, an estimated $6.89M sold.

Based on aggregated 13F filings for Q1 2017.