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First Trust NASDAQ 100 ex-Technology Sector Index Fund

31 hedge funds and large institutions have $81.9M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2015 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

20% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 10

11% more funds holding

Funds holding: 2831 (+3)

5% more capital invested

Capital invested by funds: $78.1M → $81.9M (+$3.74M)

Holders
31
Holders Change
+3
Holders Change %
+10.71%
% of All Funds
0.83%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
12
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.2M -$3.35M -79,290 -14%
Wells Fargo
2
Wells Fargo
California
$17.4M +$324K +7,657 +2%
UBS Group
3
UBS Group
Switzerland
$10.3M -$1.64M -38,724 -14%
Bank of America
4
Bank of America
North Carolina
$9.87M +$3.35M +79,243 +51%
JP Morgan Chase
5
JP Morgan Chase
New York
$3.71M +$1.62M +38,458 +77%
RJA
6
Raymond James & Associates
Florida
$3.59M +$250K +5,924 +7%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.73M +$366K +8,674 +15%
CA
8
Cetera Advisors
Colorado
$2.48M +$1.01M +23,999 +69%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$2.43M +$169K +3,998 +7%
NFC
10
Northeast Financial Consultants
Connecticut
$1.36M
OC
11
Oppenheimer & Co
New York
$1.08M -$30.8K -728 -3%
PFG
12
Pacific Financial Group
Washington
$1.07M -$6.08K -144 -0.6%
Stifel Financial
13
Stifel Financial
Missouri
$853K -$122K -2,898 -12%
Jane Street
14
Jane Street
New York
$797K -$443K -10,496 -36%
Citigroup
15
Citigroup
New York
$770K +$778K +18,418 New
Ameriprise
16
Ameriprise
Minnesota
$659K +$8.54K +202 +1%
MAA
17
Managed Account Advisors
New Jersey
$633K +$170K +4,020 +36%
LPL Financial
18
LPL Financial
California
$559K -$33.7K -797 -6%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$437K +$441K +10,428 New
Goldman Sachs
20
Goldman Sachs
New York
$253K -$54.4K -1,287 -18%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$252K +$255K +6,024 New
Citadel Advisors
22
Citadel Advisors
Florida
$240K +$242K +5,728 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$108K -$345K -8,176 -76%
PO
24
Private Ocean
California
$82K -$380 -9 -1%
WA
25
WFG Advisors
Texas
$18K +$3.25K +77 +22%

QQXT Hedge Fund Activity: Q2 2015 in Review

31 of the 3,713 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q2 2015, worth a combined $81.9M — up 4.8% from $78.1M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new QQXT positions and 2 closed out — a net gain of 3 holders — while 12 added to existing stakes and 10 trimmed.

The largest buyer was Bank of America, adding an estimated $3.35M. The largest seller was Morgan Stanley, cutting an estimated $3.35M.

  • 31 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q2 2015, up from 28 in Q1 2015.
  • Funds reported $81.9M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q2 2015, up 4.8% quarter-over-quarter.
  • 5 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q2 2015 and 2 closed out, a net change of +3 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q2 2015 was Bank of America, an estimated $3.35M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q2 2015 was Morgan Stanley, an estimated $3.35M sold.

Based on aggregated 13F filings for Q2 2015.