Ladenburg Thalmann Financial Services’s First Trust NASDAQ 100 ex-Technology Sector Index Fund QQXT Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio QQXT Stock Details QQXT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$54K	Buy	932 +1	+0.1%	+$56	﹤0.01%	3479
2019 Q3	$49K	Hold	931	–	–	﹤0.01%	3474
2019 Q2	$51K	Buy	931 +1	+0.1%	+$53	﹤0.01%	3452
2019 Q1	$49K	Hold	930	–	–	﹤0.01%	3411
2018 Q4	$43K	Hold	930	–	–	﹤0.01%	3371
2018 Q3	$49K	Sell	930 -2,224	-71%	-$116K	﹤0.01%	3327
2018 Q2	$153K	Hold	3,154	–	–	﹤0.01%	2438
2018 Q1	$153K	Buy	3,154 +85	+3%	+$4.26K	﹤0.01%	2438
2017 Q4	$149K	Hold	3,069	–	–	﹤0.01%	2444
2017 Q3	$144K	Hold	3,069	–	–	﹤0.01%	2351
2017 Q2	$142K	Hold	3,069	–	–	﹤0.01%	2276
2017 Q1	$138K	Buy	3,069 +600	+24%	+$26.1K	﹤0.01%	2186
2016 Q4	$100K	Hold	2,469	–	–	﹤0.01%	2330
2016 Q3	$100K	Sell	2,469 -522	-17%	-$21.2K	﹤0.01%	2257
2016 Q2	$116K	Sell	2,991 -495	-14%	-$19.4K	﹤0.01%	2049
2016 Q1	$137K	Sell	3,486 -90	-3%	-$3.42K	﹤0.01%	1859
2015 Q4	$148K	Hold	3,576	–	–	﹤0.01%	1789
2015 Q3	$137K	Buy	3,576 +1,000	+39%	+$41.5K	﹤0.01%	1759
2015 Q2	$108K	Sell	2,576 -8,176	-76%	-$345K	﹤0.01%	2040
2015 Q1	$445K	Buy	+10,752	New	+$437K	0.01%	1094
2013 Q4	–	Sell	-117	Closed	-$4K	–	3824
2013 Q3	$4K	Buy	+117	New	+$3.66K	﹤0.01%	3291

Other funds holding QQXT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

NFC

Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Ladenburg Thalmann Financial Services's QQXT Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) stake by 0.11% in Q4 2019, buying an estimated $56 and bringing the position to 932 shares worth $54K. The position accounts for ﹤0.01% of the portfolio, ranked #3479.

Ladenburg Thalmann Financial Services first reported a position in QQXT in Q3 2013 and has held it in 21 quarters since. The position peaked at $445K in Q1 2015. 32 funds tracked by Wall St. Rank hold QQXT as of Q4 2019.

Ladenburg Thalmann Financial Services held 932 shares of First Trust NASDAQ 100 ex-Technology Sector Index Fund worth $54K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 1 First Trust NASDAQ 100 ex-Technology Sector Index Fund share in Q4 2019, an estimated $56.
First Trust NASDAQ 100 ex-Technology Sector Index Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3479 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund in Q3 2013 and has held it in 21 quarters since.
Ladenburg Thalmann Financial Services's First Trust NASDAQ 100 ex-Technology Sector Index Fund position peaked at $445K in Q1 2015.
32 funds tracked by Wall St. Rank held First Trust NASDAQ 100 ex-Technology Sector Index Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.