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First Trust NASDAQ 100 ex-Technology Sector Index Fund

23 hedge funds and large institutions have $67.7M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 4

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

11% more capital invested

Capital invested by funds: $61.1M → $67.7M (+$6.64M)

5% more funds holding

Funds holding: 2223 (+1)

Holders
23
Holders Change
+1
Holders Change %
+4.55%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
11
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.9M +$743K +22,294 +5%
BTS
2
BB&T Securities
Virginia
$14.8M +$18.4K +553 +1%
Wells Fargo
3
Wells Fargo
California
$12.7M +$87.6K +2,628 +0.7%
U
4
UBS
Switzerland
$6.9M +$822K +24,673 +14%
Bank of America
5
Bank of America
North Carolina
$5.46M -$2.11M -63,209 -29%
RJA
6
Raymond James & Associates
Florida
$2.41M +$752K +22,573 +48%
Deutsche Bank
7
Deutsche Bank
Germany
$2.2M +$1.95M +58,486 +1,218%
BCI
8
Brinker Capital Investments
Pennsylvania
$1.64M
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.42M +$155K +4,656 +13%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$1.42M +$49.9K +1,496 +4%
LPL Financial
11
LPL Financial
California
$800K -$12.2K -366 -2%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$721K +$459K +13,773 +198%
B
13
Baird
Wisconsin
$610K +$57.6K +1,727 +11%
JP Morgan Chase
14
JP Morgan Chase
New York
$474K -$952K -28,578 -68%
OC
15
Oppenheimer & Co
New York
$401K +$40.3K +1,208 +12%
Ameriprise
16
Ameriprise
Minnesota
$336K -$2.13K -64 -0.7%
PAG
17
Private Advisor Group
New Jersey
$254K +$243K +7,300 New
SB
18
Suntrust Banks
Georgia
$201K +$193K +5,781 New
PO
19
Private Ocean
California
$67K +$25.4K +762 New
Creative Planning
20
Creative Planning
Kansas
$17K +$16.7K +500 New
TIM
21
Tortoise Investment Management
New York
$7K
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$5K +$5.13K +154 New
NES
23
New England Securities
New York
$3K
VFS
24
VSR Financial Services
Kansas
-$323K -9,975 Closed
SMA
25
Simply Money Advisors
Ohio
-$7K -220 Closed

QQXT Hedge Fund Activity: Q4 2013 in Review

23 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q4 2013, worth a combined $67.7M — up 11% from $61.1M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new QQXT positions and 3 closed out — a net gain of 2 holders — while 11 added to existing stakes and 4 trimmed.

The largest buyer was Deutsche Bank, adding an estimated $1.95M. The largest seller was Bank of America, cutting an estimated $2.11M.

  • 23 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q4 2013, up from 22 in Q3 2013.
  • Funds reported $67.7M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q4 2013, up 11% quarter-over-quarter.
  • 5 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q4 2013 and 3 closed out, a net change of +2 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q4 2013 was Deutsche Bank, an estimated $1.95M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q4 2013 was Bank of America, an estimated $2.11M sold.

Based on aggregated 13F filings for Q4 2013.