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First Trust NASDAQ 100 ex-Technology Sector Index Fund

23 hedge funds and large institutions have $67.7M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 4 reducing their positions, and 3 closing their positions.

Holders
23
Holders Change
+1
Holders Change %
+4.55%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
11
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$14.9M 428,518 +22,294 +5%
BTS
2
BB&T Securities
Virginia
$14.8M 42,521 +553 +1%
Wells Fargo
3
Wells Fargo
California
$12.7M 364,402 +2,628 +0.7%
U
4
UBS
Switzerland
$6.9M 198,451 +24,673 +14%
Bank of America
5
Bank of America
North Carolina
$5.46M 156,983 -63,209 -29%
RJA
6
Raymond James & Associates
Florida
$2.41M 69,215 +22,573 +48%
Deutsche Bank
7
Deutsche Bank
Germany
$2.2M 63,286 +58,486 +1,218%
BCI
8
Brinker Capital Investments
Pennsylvania
$1.64M 47,000
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.42M 40,794 +4,656 +13%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$1.42M 40,718 +1,496 +4%
LPL Financial
11
LPL Financial
California
$800K 22,983 -366 -2%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$721K 20,729 +13,773 +198%
B
13
Baird
Wisconsin
$610K 17,527 +1,727 +11%
JPMorgan Chase & Co
14
JPMorgan Chase & Co
New York
$474K 13,638 -28,578 -68%
OC
15
Oppenheimer & Co
New York
$401K 11,535 +1,208 +12%
Ameriprise
16
Ameriprise
Minnesota
$336K 9,660 -64 -0.7%
PAG
17
Private Advisor Group
New Jersey
$254K 7,300 +7,300 New
SB
18
Suntrust Banks
Georgia
$201K 5,781 +5,781 New
PO
19
Private Ocean
California
$67K 762 +762 New
Creative Planning
20
Creative Planning
Kansas
$17K 500 +500 New
TIM
21
Tortoise Investment Management
New York
$7K 190
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$5K 154 +154 New
NES
23
New England Securities
New York
$3K 100
VFS
24
VSR Financial Services
Kansas
-9,975 Closed
SMA
25
Simply Money Advisors
Ohio
-220 Closed