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First Trust NASDAQ 100 ex-Technology Sector Index Fund

28 hedge funds and large institutions have $78.1M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2015 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

12% more funds holding

Funds holding: 2528 (+3)

7% more capital invested

Capital invested by funds: $73.3M → $78.1M (+$4.83M)

Holders
28
Holders Change
+3
Holders Change %
+12%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
10
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23.2M +$2.09M +51,388 +10%
Wells Fargo
2
Wells Fargo
California
$16.9M -$2.01M -49,514 -11%
UBS Group
3
UBS Group
Switzerland
$11.8M -$1.38M -33,932 -11%
Bank of America
4
Bank of America
North Carolina
$6.48M -$362K -8,893 -5%
RJA
5
Raymond James & Associates
Florida
$3.31M -$14.3K -352 -0.4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.34M -$673K -16,557 -23%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$2.24M +$311K +7,646 +16%
JP Morgan Chase
8
JP Morgan Chase
New York
$2.07M +$473K +11,634 +30%
CA
9
Cetera Advisors
Colorado
$1.45M +$1.05M +25,812 +280%
NFC
10
Northeast Financial Consultants
Connecticut
$1.35M
Jane Street
11
Jane Street
New York
$1.22M +$1.2M +29,521 New
OC
12
Oppenheimer & Co
New York
$1.09M +$177K +4,344 +20%
PFG
13
Pacific Financial Group
Washington
$1.06M +$1.05M +25,697 New
Stifel Financial
14
Stifel Financial
Missouri
$964K +$595K +14,627 +169%
Ameriprise
15
Ameriprise
Minnesota
$643K -$315K -7,738 -33%
LPL Financial
16
LPL Financial
California
$578K +$3.21K +79 +0.6%
MAA
17
Managed Account Advisors
New Jersey
$460K +$451K +11,094 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$445K +$437K +10,752 New
Goldman Sachs
19
Goldman Sachs
New York
$304K -$185K -4,555 -38%
PO
20
Private Ocean
California
$82K +$529 +13 +2%
MFS
21
MSI Financial Services
Massachusetts
$37K
Creative Planning
22
Creative Planning
Kansas
$21K
WA
23
WFG Advisors
Texas
$15K +$2.97K +73 +26%
TIM
24
Tortoise Investment Management
New York
$8K
AIG
25
American International Group
New York
$6.01K

QQXT Hedge Fund Activity: Q1 2015 in Review

28 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q1 2015, worth a combined $78.1M — up 6.6% from $73.3M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new QQXT positions and 2 closed out — a net gain of 3 holders — while 10 added to existing stakes and 7 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.09M. The largest seller was Wells Fargo, cutting an estimated $2.01M.

  • 28 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q1 2015, up from 25 in Q4 2014.
  • Funds reported $78.1M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q1 2015, up 6.6% quarter-over-quarter.
  • 5 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q1 2015 and 2 closed out, a net change of +3 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q1 2015 was Morgan Stanley, an estimated $2.09M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q1 2015 was Wells Fargo, an estimated $2.01M sold.

Based on aggregated 13F filings for Q1 2015.