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First Trust NASDAQ 100 ex-Technology Sector Index Fund

38 hedge funds and large institutions have $95.3M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

3% more funds holding

Funds holding: 3738 (+1)

2.89% less ownership

Funds ownership: 70.16%67.26% (-2.9%)

8% less capital invested

Capital invested by funds: $104M → $95.3M (-$8.58M)

54% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 13

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
6
Reduced
13
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.5M -$1.11M -13,876 -5%
Bank of America
2
Bank of America
North Carolina
$16.3M -$1.59M -19,857 -9%
Wells Fargo
3
Wells Fargo
California
$10.1M -$4.75M -59,214 -32%
RJA
4
Raymond James & Associates
Florida
$8.43M -$172K -2,144 -2%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$7.74M +$3.15M +39,226 +69%
UBS Group
6
UBS Group
Switzerland
$4.67M -$127K -1,580 -3%
CCP
7
Cardan Capital Partners
Colorado
$4.3M -$1.83M -22,819 -30%
NFC
8
Northeast Financial Consultants
Connecticut
$3.35M
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$2.96M -$37.2K -464 -1%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$2.9M -$24K -299 -0.8%
OC
11
Oppenheimer & Co
New York
$2M -$209K -2,607 -9%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$1.67M -$2.37M -29,546 -59%
CAM
13
Columbia Asset Management
Michigan
$1.03M
Goldman Sachs
14
Goldman Sachs
New York
$1.02M
Truist Financial
15
Truist Financial
North Carolina
$982K -$124K -1,546 -11%
Citadel Advisors
16
Citadel Advisors
Florida
$932K +$932K +11,611 New
LPL Financial
17
LPL Financial
California
$901K -$1.17M -14,538 -56%
KNW
18
Kesler Norman & Wride
Utah
$899K -$5.78K -72 -0.6%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$816K +$184K +2,291 +29%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$507K +$55.2K +688 +12%
AWM
21
AE Wealth Management
Kansas
$392K +$162K +2,020 +71%
CWM
22
Cornerstone Wealth Management
Missouri
$202K +$202K +2,518 New
IAIM
23
International Assets Investment Management
Florida
$153K
Osaic Holdings
24
Osaic Holdings
Arizona
$119K +$30.5K +380 +35%
BFEC
25
Benjamin F. Edwards & Company
Missouri
$97K +$30.8K +384 +47%

QQXT Hedge Fund Activity: Q1 2021 in Review

38 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q1 2021, worth a combined $95.3M — down 8.3% from $104M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new QQXT positions and 4 closed out — a net gain of 1 holder — while 6 added to existing stakes and 13 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $3.15M. The largest seller was Wells Fargo, cutting an estimated $4.75M.

  • 38 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q1 2021, up from 37 in Q4 2020.
  • Funds reported $95.3M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q1 2021, down 8.3% quarter-over-quarter.
  • 5 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q1 2021 and 4 closed out, a net change of +1 holder.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q1 2021 was Royal Bank of Canada, an estimated $3.15M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q1 2021 was Wells Fargo, an estimated $4.75M sold.

Based on aggregated 13F filings for Q1 2021.