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First Trust NASDAQ 100 ex-Technology Sector Index Fund

32 hedge funds and large institutions have $66.8M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 5 increasing their positions, 14 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

19% more funds holding

Funds holding: 2732 (+5)

11% more capital invested

Capital invested by funds: $60.1M → $66.8M (+$6.62M)

0.15% less ownership

Funds ownership: 65.97%65.82% (-0.15%)

64% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 14

Holders
32
Holders Change
+5
Holders Change %
+18.52%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
5
Reduced
14
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.9M -$340K -6,086 -2%
Wells Fargo
2
Wells Fargo
California
$15.2M -$17.4K -312 -0.1%
UBS Group
3
UBS Group
Switzerland
$6.31M -$221K -3,960 -4%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.75M +$1.54M +27,525 +51%
Bank of America
5
Bank of America
North Carolina
$3.94M -$17.8K -318 -0.5%
RJA
6
Raymond James & Associates
Florida
$3.94M -$31.3K -560 -0.8%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$3.33M -$123K -2,201 -4%
OC
8
Oppenheimer & Co
New York
$2.45M +$358K +6,400 +18%
NFC
9
Northeast Financial Consultants
Connecticut
$2.43M
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$2.34M -$8.11K -145 -0.4%
Truist Financial
11
Truist Financial
North Carolina
$1.05M +$1.01M +18,035 New
Goldman Sachs
12
Goldman Sachs
New York
$739K +$709K +12,682 New
LPL Financial
13
LPL Financial
California
$654K -$2.57K -46 -0.4%
Citadel Advisors
14
Citadel Advisors
Florida
$500K -$689K -12,322 -59%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$400K +$384K +6,873 New
CA
16
Cetera Advisors
Colorado
$235K -$85.5K -1,530 -28%
Jane Street
17
Jane Street
New York
$203K +$195K +3,492 New
CFGS
18
Concourse Financial Group Securities
Alabama
$68K -$52.4K -938 -45%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$54K +$56 +1 +0.1%
US Bancorp
20
US Bancorp
Minnesota
$50K -$3.91K -70 -8%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$48K +$112 +2 +0.2%
HIA
22
Harbor Investment Advisory
Maryland
$43K +$41.1K +735 New
NFG
23
Next Financial Group
Texas
$23K
Citigroup
24
Citigroup
New York
$18K -$13.8K -246 -44%
BlackRock
25
BlackRock
New York
$13K

QQXT Hedge Fund Activity: Q4 2019 in Review

32 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q4 2019, worth a combined $66.8M — up 11% from $60.1M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new QQXT positions and 2 closed out — a net gain of 6 holders — while 5 added to existing stakes and 14 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $1.54M. The largest seller was Citadel Advisors, cutting an estimated $689K.

  • 32 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q4 2019, up from 27 in Q3 2019.
  • Funds reported $66.8M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q4 2019, up 11% quarter-over-quarter.
  • 8 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q4 2019 and 2 closed out, a net change of +6 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q4 2019 was Royal Bank of Canada, an estimated $1.54M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q4 2019 was Citadel Advisors, an estimated $689K sold.

Based on aggregated 13F filings for Q4 2019.