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First Trust NASDAQ 100 ex-Technology Sector Index Fund

37 hedge funds and large institutions have $67.5M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2016 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 16 reducing their positions, and 5 closing their positions.

Holders
37
Holders Change
-4
Holders Change %
-9.76%
% of All Funds
0.99%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
9
Reduced
16
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$19.4M 480,266 -170,092 -26%
Wells Fargo
2
Wells Fargo
California
$17.2M 425,904 -28,002 -6%
UBS Group
3
UBS Group
Switzerland
$7.56M 186,651 -3,757 -2%
CA
4
Cetera Advisors
Colorado
$3.24M 80,043 -2,297 -3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.91M 71,878 -2,620 -4%
RJA
6
Raymond James & Associates
Florida
$2.38M 58,824 -45,228 -43%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$2.08M 51,338 +51,338 New
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.9M 47,024 -35,944 -43%
Bank of America
9
Bank of America
North Carolina
$1.53M 37,831 -6,317 -14%
DADC
10
D.A. Davidson & Co
Montana
$1.49M 36,778 +2,168 +6%
NFC
11
Northeast Financial Consultants
Connecticut
$1.32M 32,500 +3,000 +10%
SG Americas Securities
12
SG Americas Securities
New York
$963K 23,779 +2,300 +11%
TH
13
Timber Hill
Connecticut
$907K 22,399 +800 +4%
OC
14
Oppenheimer & Co
New York
$806K 19,910 -374 -2%
VKH
15
Virtu KCG Holdings
New York
$771K 19,046 -4,716 -20%
LPL Financial
16
LPL Financial
California
$573K 14,176 -20,300 -59%
Goldman Sachs
17
Goldman Sachs
New York
$498K 12,295 -50,100 -80%
IH
18
IFC Holdings
Florida
$476K 11,738 +331 +3%
MFS
19
MSI Financial Services
Massachusetts
$381K 9,403 +426 +5%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$332K 8,211 +161 +2%
Citadel Advisors
21
Citadel Advisors
Florida
$321K 7,918 -2,287 -22%
PO
22
Private Ocean
California
$105K 888 +2 +0.2%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$100K 2,469 -522 -17%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$55K 1,363
Citigroup
25
Citigroup
New York
$27K 666 +328 +97%