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Prospect Capital

226 hedge funds and large institutions have $201M invested in Prospect Capital in 2024 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

0.65% less ownership

Funds ownership: 9.55%8.9% (-0.65%)

9% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 32

2% less funds holding

Funds holding: 230226 (-4)

9% less capital invested

Capital invested by funds: $221M → $201M (-$20M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

61% less call options, than puts

Call options by funds: $9.79M | Put options by funds: $25M

Holders
226
Holders Change
-4
Holders Change %
-1.74%
% of All Funds
3.25%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
29
Increased
85
Reduced
63
Closed
32
Calls
$9.79M
Puts
$25M
Net Calls
-$15.3M
Net Calls Change
-$13.3M
Name Holding Trade Value Shares
Change
Change in
Stake
JIP
201
Jaffetilchin Investment Partners
Florida
$4.76K +$4.72K +890 New
N
202
Natixis
France
$4.04K -$173K -32,630 -98%
IA
203
IFP Advisors
Florida
$4.01K
NA
204
NewEdge Advisors
Louisiana
$3.61K -$5.04K -950 -58%
Northwestern Mutual Wealth Management
205
Northwestern Mutual Wealth Management
Wisconsin
$3.55K -$8.69K -1,637 -71%
LFG
206
Larson Financial Group
Missouri
$3.42K
CIA
207
Cape Investment Advisory
Georgia
$2.99K
LI
208
LRI Investments
Florida
$2.79K +$32 +6 +0.9%
LIS
209
Legacy Investment Solutions
Idaho
$2.73K +$3.39K +639 New
LWMI
210
Legacy Wealth Management (Idaho)
Idaho
$2.73K +$3.39K +639 New
CPBTD
211
Central Pacific Bank - Trust Division
Hawaii
$2.29K
RA
212
Rise Advisors
New York
$2.19K +$74 +14 +4%
AssetMark Inc
213
AssetMark Inc
California
$2.07K -$600 -113 -23%
HNB
214
Hilltop National Bank
Wyoming
$2.03K
QCG
215
Quadrant Capital Group
Ohio
$1.96K
HCP
216
Hexagon Capital Partners
Arkansas
$1.5K +$1.23K +232 +473%
PFSC
217
Peoples Financial Services Corp
Pennsylvania
$1.1K
HWA
218
Heritage Wealth Advisors
Virginia
$535
Barclays
219
Barclays
United Kingdom
$476
FFA
220
Frazier Financial Advisors
Ohio
$82
Citigroup
221
Citigroup
New York
$54
DB
222
Danske Bank
Denmark
$32 +$32 +6 New
OP
223
ORG Partners
Indiana
$31
Fidelity Investments
224
Fidelity Investments
Massachusetts
$5 -$5 -1 -50%
YDMI
225
Y.D. More Investments
Israel
-$29.1M -5,062,879 Closed

PSEC Hedge Fund Activity: Q3 2024 in Review

226 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2024, worth a combined $201M — down 9% from $221M a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of PSEC and 29 opened new positions — a net loss of 3 holders — while 63 trimmed existing stakes and 85 added.

The largest buyer was VanEck Associates, adding an estimated $8.97M. The largest seller was Y.D. More Investments, exiting entirely with an estimated $29.1M sold.

  • 226 institutional investors held Prospect Capital (PSEC) as of Q3 2024, down from 230 in Q2 2024.
  • Funds reported $201M of Prospect Capital stock for Q3 2024, down 9% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2024 and 32 closed out, a net change of -3 holders.
  • The largest Prospect Capital buyer in Q3 2024 was VanEck Associates, an estimated $8.97M added.
  • The largest Prospect Capital seller in Q3 2024 was Y.D. More Investments, an estimated $29.1M sold.

Based on aggregated 13F filings for Q3 2024.