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Prospect Capital

244 hedge funds and large institutions have $261M invested in Prospect Capital in 2023 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 98 increasing their positions, 57 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more repeat investments, than reductions

Existing positions increased: 98 | Existing positions reduced: 57

40% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 30

15% more capital invested

Capital invested by funds: $227M → $261M (+$34.2M)

4% more funds holding

Funds holding: 234244 (+10)

1.4% more ownership

Funds ownership: 8.24%9.63% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

75% less call options, than puts

Call options by funds: $14.3M | Put options by funds: $57.4M

Holders
244
Holders Change
+10
Holders Change %
+4.27%
% of All Funds
3.56%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
42
Increased
98
Reduced
57
Closed
30
Calls
$14.3M
Puts
$57.4M
Net Calls
-$43M
Net Calls Change
-$18.1M
Name Holding Trade Value Shares
Change
Change in
Stake
BCV
201
Banque Cantonale Vaudoise
Switzerland
$24K
AW
202
Avion Wealth
Texas
$22K +$622 +108 +3%
LC
203
Lindbrook Capital
California
$20.6K -$2.77K -482 -12%
TVAMP
204
Tennessee Valley Asset Management Partners
Tennessee
$19.2K +$18.5K +3,213 New
BWM
205
Baystate Wealth Management
Massachusetts
$18.2K +$17.5K +3,031 New
FCMT
206
Founders Capital Management (Texas)
Texas
$18K
TC
207
Truvestments Capital
Florida
$18K +$17.3K +3,000 New
WB
208
Webster Bank
Connecticut
$15.7K
CWAF
209
Core Wealth Advisors (Florida)
Florida
$14.9K +$455 +79 +3%
Walleye Trading
210
Walleye Trading
New York
$14.9K +$14.3K +2,487 New
GWM
211
Geneos Wealth Management
Colorado
$13.8K
WBC
212
West Branch Capital
Massachusetts
$12.1K
MPWT
213
MassMutual Private Wealth & Trust
Connecticut
$12K +$11.5K +2,000 New
AF
214
Advisornet Financial
Minnesota
$10.8K +$311 +54 +3%
CCMW
215
Cypress Capital Management (Wyoming)
Wyoming
$10.7K +$305 +53 +3%
CAS
216
Coppell Advisory Solutions
Texas
$9.75K +$939 +163 +11%
NA
217
NewEdge Advisors
Louisiana
$9.09K -$1.69K -294 -16%
HNB
218
Huntington National Bank
Ohio
$8.98K
BCMLT
219
Beacon Capital Management LLC (Tennessee)
Tennessee
$8.94K +$167 +29 +2%
CHA
220
Carmichael Hill & Associates
Maryland
$8.78K
GRP
221
Global Retirement Partners
California
$8.32K +$6 +1 +0.1%
SFA
222
Semmax Financial Advisors
North Carolina
$7.89K
GCM
223
Gables Capital Management
Florida
$5.99K
Citadel Advisors
224
Citadel Advisors
Florida
$5.63K -$26.3K -4,571 -83%
LFG
225
Larson Financial Group
Missouri
$5.47K

PSEC Hedge Fund Activity: Q4 2023 in Review

244 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2023, worth a combined $261M — up 15% from $227M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new PSEC positions and 30 closed out — a net gain of 12 holders — while 98 added to existing stakes and 57 trimmed.

The largest buyer was Invesco, adding an estimated $9.68M. The largest seller was Paragon Wealth Strategies, exiting entirely with an estimated $3.59M sold.

  • 244 institutional investors held Prospect Capital (PSEC) as of Q4 2023, up from 234 in Q3 2023.
  • Funds reported $261M of Prospect Capital stock for Q4 2023, up 15% quarter-over-quarter.
  • 42 funds opened new Prospect Capital positions in Q4 2023 and 30 closed out, a net change of +12 holders.
  • The largest Prospect Capital buyer in Q4 2023 was Invesco, an estimated $9.68M added.
  • The largest Prospect Capital seller in Q4 2023 was Paragon Wealth Strategies, an estimated $3.59M sold.

Based on aggregated 13F filings for Q4 2023.