PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

232 hedge funds and large institutions have $227M invested in Prospect Capital in 2023 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 101 increasing their positions, 47 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
232
Holders Change
–
Holders Change %
0%
% of All Funds
3.7%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
101
Reduced
47
Closed
27
Calls
$10.7M
Puts
$35.6M
Net Calls
-$25M
Net Calls Change
-$8.91M

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$29.6M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$5.08M
3
CANY
3
Caxton Associates (New York)
New York
$1.43M
4
Northern Trust
4
Northern Trust
Illinois
$3.51M
5
JF
5
Jump Financial
Illinois
$964K

Top Sellers

1
BlackRock
1
BlackRock
New York
$7.52M
2
CSS
2
Cubist Systematic Strategies
Connecticut
$0
3
Sumitomo Mitsui Trust Group
3
Sumitomo Mitsui Trust Group
Japan
$1.67M
4
MC
4
Muzinich & Co
New York
$1.67M
5
Balyasny Asset Management
5
Balyasny Asset Management
Illinois
$71.7K
Name Holding Trade Value Shares
Change 		Shares
Change %
AF
201
Advisornet Financial
Minnesota
$10.6K +$302 +50 +3%
CCMW
202
Cypress Capital Management (Wyoming)
Wyoming
$10.4K +$296 +49 +3%
CAS
203
Coppell Advisory Solutions
Texas
$10.2K -$580 -83 -5%
HNB
204
Huntington National Bank
Ohio
$9.08K – – –
Toronto Dominion Bank
205
Toronto Dominion Bank
Ontario, Canada
$9.08K – – –
BCMLT
206
Beacon Capital Management LLC (Tennessee)
Tennessee
$8.99K – – –
CHA
207
Carmichael Hill & Associates
Maryland
$8.86K – – –
SFA
208
Semmax Financial Advisors
North Carolina
$8.32K +$8.32K +1,480 New
GRP
209
Global Retirement Partners
California
$8.26K -$29.1K -4,948 -78%
QCG
210
Quadrant Capital Group
Ohio
$7.49K +$7.49K +1,238 New
TRCT
211
Tower Research Capital (TRC)
New York
$6.52K +$290 +48 +5%
GCM
212
Gables Capital Management
Florida
$6.05K – – –
LFG
213
Larson Financial Group
Missouri
$5.52K – – –
FWM
214
Focused Wealth Management
New York
$5.51K +$18 +3 +0.3%
IA
215
IFP Advisors
Florida
$4.54K -$6.66K -1,101 -59%
CCP
216
Carmel Capital Partners
California
$3.78K +$3.78K +624 New
CIA
217
Cape Investment Advisory
Georgia
$3.38K – – –
Nomura Asset Management
218
Nomura Asset Management
Japan
$2.97K -$7.97K -1,317 -73%
RA
219
Rise Advisors
New York
$2.17K +$66 +11 +3%
Barclays
220
Barclays
United Kingdom
$2K +$1K +89 +100%
FDCDDQ
221
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.82K – – –
PFSC
222
Peoples Financial Services Corp
Pennsylvania
$1.24K – – –
RL
223
Rogco LP
Oklahoma
$998 +$998 +165 New
Fifth Third Bancorp
224
Fifth Third Bancorp
Ohio
$672 – – –
HWA
225
Heritage Wealth Advisors
Virginia
$605 – – –
7 8
9
10 11