We are live on ! Find out more
PSEC icon

Prospect Capital

228 hedge funds and large institutions have $254M invested in Prospect Capital in 2021 Q4 according to their latest regulatory filings, with 49 funds opening new positions, 75 increasing their positions, 55 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 49 | Existing positions closed: 14

163% more call options, than puts

Call options by funds: $7.56M | Put options by funds: $2.88M

36% more repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 55

18% more funds holding

Funds holding: 194228 (+34)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.86% less ownership

Funds ownership: 8.63%7.77% (-0.86%)

1% less capital invested

Capital invested by funds: $258M → $254M (-$3.15M)

Holders
228
Holders Change
+34
Holders Change %
+17.53%
% of All Funds
3.51%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
49
Increased
75
Reduced
55
Closed
14
Calls
$7.56M
Puts
$2.88M
Net Calls
+$4.68M
Net Calls Change
+$1.91M
Name Holding Trade Value Shares
Change
Change in
Stake
CFGS
201
Concourse Financial Group Securities
Alabama
$8K +$328 +39 +4%
S
202
SignatureFD
Georgia
$7K +$6.66K +791 +889%
MWA
203
Miller Wealth Advisors
Colorado
$6K +$5.89K +700 New
PFGIA
204
Patriot Financial Group Insurance Agency
Massachusetts
$4K
CFB
205
Cullen/Frost Bankers
Texas
$4K +$4.21K +500 New
PMFA
206
Plante Moran Financial Advisors
Michigan
$3K -$3.11K -370 -50%
JFA
207
JNBA Financial Advisors
Minnesota
$3K
SIS
208
Sound Income Strategies
Florida
$3K
SAM
209
Strategic Asset Management
Minnesota
$3K
RDIA
210
RE Dickinson Investment Advisors
Iowa
$3K +$2.69K +320 New
CA
211
Cornerstone Advisory
Maryland
$3K +$3.37K +400 New
RA
212
Rise Advisors
New York
$2.51K +$3.36K +399 New
PFSC
213
Peoples Financial Services Corp
Pennsylvania
$2K +$17 +2 +1%
ACM
214
Aquatic Capital Management
Illinois
$2K +$1.68K +200 New
OF
215
Outfitter Financial
Maine
$2K +$1.68K +200 New
Barclays
216
Barclays
United Kingdom
$1K -$307K -36,492 -100%
GI
217
Gradient Investments
Minnesota
$1K +$673 +80 New
HWA
218
Heritage Wealth Advisors
Virginia
$1K +$842 +100 New
FGAM
219
Financial Gravity Asset Management
Texas
$30 +$93 +11 +220%
CAM
220
Concorde Asset Management
Michigan
-$784K -101,877 Closed
APW
221
Aurora Private Wealth
New Jersey
-$648K -84,178 Closed
VF
222
Virtu Financial
New York
-$443K -57,473 Closed
Mercer Global Advisors
223
Mercer Global Advisors
Colorado
-$275K -35,742 Closed
SWP
224
Stratos Wealth Partners
Ohio
-$208K -27,006 Closed
Mirae Asset Global Investments
225
Mirae Asset Global Investments
South Korea
-$129K -16,796 Closed

PSEC Hedge Fund Activity: Q4 2021 in Review

228 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2021, worth a combined $254M — down 1.2% from $258M a quarter earlier.

Buyers outnumbered sellers: 49 funds opened new PSEC positions and 14 closed out — a net gain of 35 holders — while 75 added to existing stakes and 55 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $3.06M. The largest seller was Invesco, cutting an estimated $18.5M.

  • 228 institutional investors held Prospect Capital (PSEC) as of Q4 2021, up from 194 in Q3 2021.
  • Funds reported $254M of Prospect Capital stock for Q4 2021, down 1.2% quarter-over-quarter.
  • 49 funds opened new Prospect Capital positions in Q4 2021 and 14 closed out, a net change of +35 holders.
  • The largest Prospect Capital buyer in Q4 2021 was Citadel Advisors, an estimated $3.06M added.
  • The largest Prospect Capital seller in Q4 2021 was Invesco, an estimated $18.5M sold.

Based on aggregated 13F filings for Q4 2021.