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Prospect Capital
PSEC

Overview Fund Activity

205 hedge funds and large institutions have $177M invested in Prospect Capital in 2020 Q1 according to their latest regulatory filings, with 28 funds opening new positions, 59 increasing their positions, 78 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
205
Holders Change
-16
Holders Change %
-7.24%
% of All Funds
4.53%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
28
Increased
59
Reduced
78
Closed
38
Calls
$2.54M
Puts
$5.59M
Net Calls
-$3.05M
Net Calls Change
+$12M

Top Buyers

1
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group
Japan
$10.4M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$5.42M
3
VanEck Associates
VanEck Associates
New York
$9.6M
4
Victory Capital Management
Victory Capital Management
Texas
$2.21M
5
LSV Asset Management
LSV Asset Management
Illinois
$27.2M

Top Sellers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$9.21M
2
Man Group
Man Group
United Kingdom
$0
3
UBS Group
UBS Group
Switzerland
$2.09M
4
IAA
Independent Advisor Alliance
North Carolina
$219K
5
SCM
Scopia Capital Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
FGAM
201
Financial Gravity Asset Management
Texas
$9 -$1 -250 -11%
Man Group
202
Man Group
United Kingdom
– -$12.4M -1,919,222 Closed
SCM
203
Scopia Capital Management
New York
– -$6.5M -1,008,841 Closed
RJFSA
204
Raymond James Financial Services Advisors
Florida
– -$1.46M -226,913 Closed
D.E. Shaw & Co
205
D.E. Shaw & Co
New York
– -$1.29M -199,982 Closed
ECM
206
ExodusPoint Capital Management
New York
– -$1.15M -179,196 Closed
KBC Group
207
KBC Group
Belgium
– -$1.03M -160,586 Closed
WAM
208
Wolverine Asset Management
Illinois
– -$909K -141,267 Closed
Millennium Management
209
Millennium Management
New York
– -$856K -132,900 Closed
QT
210
Quantbot Technologies
New York
– -$785K -122,019 Closed
QIM
211
Quantitative Investment Management
Virginia
– -$624K -96,906 Closed
Marshall Wace
212
Marshall Wace
United Kingdom
– -$561K -87,111 Closed
PSP
213
Principal Street Partners
Tennessee
– -$364K -55,965 Closed
NICM
214
Neo Ivy Capital Management
New York
– -$307K -47,698 Closed
Wolverine Trading
215
Wolverine Trading
Illinois
– -$291K -44,445 Closed
RBFC
216
Roman Butler Fullerton & Co
Missouri
– -$279K -43,384 Closed
PCMC
217
Paragon Capital Management (Colorado)
Colorado
– -$262K -40,645 Closed
Daiwa Securities Group
218
Daiwa Securities Group
Japan
– -$257K -40,000 Closed
CANY
219
Caxton Associates (New York)
New York
– -$251K -38,909 Closed
AI
220
Atria Investments
North Carolina
– -$196K -30,413 Closed
OFS
221
OneAscent Financial Services
Alabama
– -$187K -28,977 Closed
SS
222
Sunbelt Securities
Texas
– -$173K -26,899 Closed
GCP
223
GSA Capital Partners
United Kingdom
– -$162K -25,218 Closed
PWP
224
Principle Wealth Partners
Connecticut
– -$135K -20,948 Closed
WB
225
WesBanco Bank
West Virginia
– -$116K -17,917 Closed
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