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Prospect Capital

206 hedge funds and large institutions have $177M invested in Prospect Capital in 2020 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 59 increasing their positions, 78 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

3.42% less ownership

Funds ownership: 14.8%11.38% (-3.4%)

7% less funds holding

Funds holding: 221206 (-15)

24% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 38

24% less repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 78

49% less capital invested

Capital invested by funds: $350M → $177M (-$173M)

55% less call options, than puts

Call options by funds: $2.54M | Put options by funds: $5.59M

Holders
206
Holders Change
-15
Holders Change %
-6.79%
% of All Funds
4.54%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
29
Increased
59
Reduced
78
Closed
38
Calls
$2.54M
Puts
$5.59M
Net Calls
-$3.05M
Net Calls Change
+$12M
Name Holding Trade Value Shares
Change
Change in
Stake
EW
201
Evoke Wealth
California
$565 +$774 +131 New
FGAM
202
Financial Gravity Asset Management
Texas
$9 -$1.48K -250 -11%
Man Group
203
Man Group
United Kingdom
-$12.4M -1,919,222 Closed
SCM
204
Scopia Capital Management
New York
-$6.5M -1,008,841 Closed
RJFSA
205
Raymond James Financial Services Advisors
Florida
-$1.46M -226,913 Closed
D.E. Shaw & Co
206
D.E. Shaw & Co
New York
-$1.29M -199,982 Closed
ECM
207
ExodusPoint Capital Management
New York
-$1.15M -179,196 Closed
KBC Group
208
KBC Group
Belgium
-$1.03M -160,586 Closed
WAM
209
Wolverine Asset Management
Illinois
-$909K -141,267 Closed
Millennium Management
210
Millennium Management
New York
-$856K -132,900 Closed
QT
211
Quantbot Technologies
New York
-$785K -122,019 Closed
QIM
212
Quantitative Investment Management
Virginia
-$624K -96,906 Closed
Marshall Wace
213
Marshall Wace
United Kingdom
-$561K -87,111 Closed
PSP
214
Principal Street Partners
Tennessee
-$364K -55,965 Closed
NICM
215
Neo Ivy Capital Management
New York
-$307K -47,698 Closed
Wolverine Trading
216
Wolverine Trading
Illinois
-$291K -44,445 Closed
RBFC
217
Roman Butler Fullerton & Co
Missouri
-$279K -43,384 Closed
PCMC
218
Paragon Capital Management (Colorado)
Colorado
-$262K -40,645 Closed
Daiwa Securities Group
219
Daiwa Securities Group
Japan
-$257K -40,000 Closed
CANY
220
Caxton Associates (New York)
New York
-$251K -38,909 Closed
AI
221
Atria Investments
North Carolina
-$196K -30,413 Closed
OFS
222
OneAscent Financial Services
Alabama
-$187K -28,977 Closed
SS
223
Sunbelt Securities
Texas
-$173K -26,899 Closed
GCP
224
GSA Capital Partners
United Kingdom
-$162K -25,218 Closed
PWP
225
Principle Wealth Partners
Connecticut
-$135K -20,948 Closed

PSEC Hedge Fund Activity: Q1 2020 in Review

206 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q1 2020, worth a combined $177M — down 49% from $350M a quarter earlier.

Sellers outnumbered buyers: 38 funds closed out of PSEC and 29 opened new positions — a net loss of 9 holders — while 78 trimmed existing stakes and 59 added.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $14.5M. The largest seller was Arrowstreet Capital, cutting an estimated $20.5M.

  • 206 institutional investors held Prospect Capital (PSEC) as of Q1 2020, down from 221 in Q4 2019.
  • Funds reported $177M of Prospect Capital stock for Q1 2020, down 49% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q1 2020 and 38 closed out, a net change of -9 holders.
  • The largest Prospect Capital buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $14.5M added.
  • The largest Prospect Capital seller in Q1 2020 was Arrowstreet Capital, an estimated $20.5M sold.

Based on aggregated 13F filings for Q1 2020.