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Prospect Capital
PSEC

Overview Fund Activity

204 hedge funds and large institutions have $311M invested in Prospect Capital in 2016 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 76 increasing their positions, 62 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
204
Holders Change
-13
Holders Change %
-5.99%
% of All Funds
5.45%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
17
Increased
76
Reduced
62
Closed
28
Calls
$8.09M
Puts
$54.8M
Net Calls
-$46.8M
Net Calls Change
-$14M

Top Buyers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
$32.5M
2
RIA
RPG Investment Advisory
California
$4.31M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
$3.52M
4
BCM
Beck Capital Management
Texas
$3.91M
5
BG
BlackRock Group
United Kingdom
$13.9M

Top Sellers

1
UBS Group
UBS Group
Switzerland
$8.57M
2
Two Sigma Investments
Two Sigma Investments
New York
$111K
3
Wellington Management Group
Wellington Management Group
Massachusetts
$0
4
AAM
Advisors Asset Management
Colorado
$9.19M
5
TNBTD
Trustmark National Bank Trust Department
Mississippi
$4.73M
Name Holding Trade Value Shares
Change 		Shares
Change %
HI
201
Hudock Inc
Pennsylvania
$4K +$135 +19 +3%
S
202
SignatureFD
Georgia
$4K +$4K +523 New
WCBA
203
Weaver C. Barksdale & Associates
Tennessee
$3K – – –
FPB
204
First PREMIER Bank
South Dakota
$3K – – –
Wellington Management Group
205
Wellington Management Group
Massachusetts
– -$6.87M -944,816 Closed
AL
206
Airain Ltd
Guernsey
– -$2.03M -279,557 Closed
MIAN
207
Mariner Independent Advisor Network
Kansas
– -$1.59M -220,594 Closed
AIG
208
American International Group
New York
– -$1.34M -184,034 Closed
WA
209
WESPAC Advisors
California
– -$557K -76,651 Closed
CIBC Private Wealth Group
210
CIBC Private Wealth Group
Georgia
– -$531K -72,993 Closed
SEC
211
Seven Eight Capital
New York
– -$519K -71,378 Closed
QIM
212
Quantitative Investment Management
Virginia
– -$474K -65,300 Closed
BCM
213
Bayesian Capital Management
New York
– -$343K -47,200 Closed
ST
214
Spot Trading
Illinois
– -$271K -37,275 Closed
EGM
215
Engineers Gate Manager
New York
– -$243K -33,371 Closed
Janney Montgomery Scott
216
Janney Montgomery Scott
Pennsylvania
– -$174K -23,959 Closed
Walleye Trading
217
Walleye Trading
New York
– -$169K -23,193 Closed
DTL
218
Dynamic Technology Lab
Singapore
– -$150K -20,591 Closed
SCM
219
Stevens Capital Management
Pennsylvania
– -$119K -16,346 Closed
Jane Street
220
Jane Street
New York
– -$97K -13,411 Closed
QC
221
QCM Cayman
Texas
– -$92K -12,716 Closed
SAM
222
SignalPoint Asset Management
Missouri
– -$80K -11,004 Closed
CAM
223
Concorde Asset Management
Michigan
– -$75K -10,288 Closed
NG
224
NatWest Group
United Kingdom
– -$74K -10,241 Closed
JFA
225
JNBA Financial Advisors
Minnesota
– -$40K -5,500 Closed
6 7 8
9
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